Understanding Comes from experience

At UBS, we offer our clients access to some of the world’s most powerful financial resources. But the most important resources of all are the ones we bring to the table whenever we discuss your needs – listening and understanding. They are the first steps in the disciplined, ongoing process of wealth management.

We’ve long realized that taking a team approach to helping our clients creates the best results. That’s why we work with an entire ensemble of dedicated professionals, from experienced trust and estate professionals to experts in retirement, insurance and investments to make sense out of all the moving parts of your finances. But, beyond this extended UBS team, we also look to partner with your team of personal advisors—those significant individuals who do or will impact your financial world.

Roy D. Gutierrez, CRPS®

Senior Vice President - Wealth Management
Retirement Plan Consultant
501-221-5121
roy.gutierrez@ubs.com

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Experience to guide you forward
The longer Roy remains in this business, the more he realizes the important responsibility he has to his clients, their overall well-being and the trust they place in the entire Gutierrez team. While most of his professional life experiences have been in wealth management (a Barron's article inspired him to enter the profession in 1981; he later joined UBS in 1987), to Roy, his work is about much more than finances. His primary role is lead manager of client relationships. Roy works with his team to ensure they ask the right questions, understand clients' goals and create an appropriate plan to pursue those goals.

Professional achievements and education

  • Chartered Retirement Plan Specialist (CRPS®)
  • Barron's Top 1,000 Financial Advisors in the U.S., 2011, 2012, and 2013
  • Barron's Top 1,200 Financial Advisors in 2014, 2017, 2018, and 2019.
  • Forbes Best-in-State Wealth Advisors in 2019.
  • B.A., economics, University of North Carolina, Chapel Hill
  • M.B.A., University of Utah  

Outside of UBS
Roy is a member of the board of governors for the Chenal Country Club and a board member for the Quapaw Area Council of Boy Scouts of America. Roy and his wife, Louise, have two sons, both of whom also work at UBS.


Registered States:
AK, AR, AZ, CA, CO, FL, GA, LA, MA, ME, MN, MS, NC, NJ, NM, SC, TN, TX, VA


David H. Gutierrez, CFP®, CIMA®

Associate Director
Financial Advisor
CERTIFIED FINANCIAL PLANNER™
Certified Investment Management Analyst (CIMA®)
501-221-5144
david.gutierrez@ubs.com

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Experience to guide you forward
Not only does David enjoy helping clients build and manage wealth across multiple generations of their families, he helps ensure their values are preserved across generations as well. He joined UBS in 2007 and has always made people the focus of his work– their unique stories, their values and helping them achieve what's most important to them. With the birth of his daughter, his first child, David has gained a greater appreciation for family values and the important priorities he has for himself and his family. It's given him valuable perspective into his work with clients.

David focuses on financial plan development, including gathering and processing information, discussing alternative courses of action, and plan implementation. His background in engineering and interest in behavioral finance help him bridge the gap between thinking logically and the emotion and psychology that underlie much of the financial planning process.

Professional achievements and education

  • CERTIFIED FINANCIAL PLANNERTM (CFP) practitioner
  • Certified Investment Management AnalystSM (CIMA) professional
  • B.S., systems engineering; economics minor, University of Virginia

Outside of UBS 
David enjoys spending time with his family and friends, golf, and volunteering in the community with organizations such as the Financial Planning Association, Junior Achievement of Arkansas, ACCESS Schools and Our House.


Registered States:
AK, AR, AZ, CA, CO, FL, GA, LA, MA, ME, MN, MS, NC, NJ, NM, SC, TN, TX, VA


Leighann K. Arthur

Senior Wealth Strategy Associate
501-221-5132
la.arthur@ubs.com

Experience to guide you forward
Leighann entered the financial services industry in 1990 with One Banc in Little Rock, AR and joined UBS predecessor firm, PaineWebber, in 1994. Building relationships is what she enjoys most about wealth management. Her goal each day is to deliver that "wow" factor in client service. 

Leighann focuses on meeting a variety of service needs, particularly those related to mortgages and lending, online services, bill payments and credit cards. Because she truly believes that education is key to helping clients make better financial decisions, Leighann never hesitates to help them understand the benefits of their company retirement plans and to take full advantage of plan opportunities. Her work helps simplify clients' financial lives so they can confidently focus on other priorities.

Professional achievements and education

  • B.A., criminal justice, University of Arkansas 

Outside of UBS
Leighann enjoys spending time outdoors with her family and her dogs, boating on the lake, cooking and reading.


Registered States:
AK, AR, FL, GA, NC, SC, TN, TX


Hillary M. Canterbury

Senior Client Service Associate
501-221-5140
hillary.crank@ubs.com

Hillary joined UBS in 1998 and worked in a number of areas within the firm, including  Operations and Branch Office Administration. In her current role as a Senior Client Service Associate, her focus is different—it's much more about building relationships and working directly with clients and their concerns. To Hillary, this side of the business and getting to know clients personally is one of the most satisfying aspects of her job.

Professional achievements and education

  • Series 7 and 66 securities licenses
  • Attended University of Arkansas, Little Rock

Outside of UBS
A devoted mom, Hillary spends most of her free time with her twin girls, Kendall and Katelyn. They enjoy playing softball, going to the park, riding bikes and swimming.


Registered States:
AR