Employing a comprehensive, yet focused, approach to your financial situation, we can provide customized investment strategies designed to help you pursue your individual needs and goals. We view this as an in-depth approach to your investment and financial life – taking into account your total asset and liability needs.
Carole A. Taylor
Carole Taylor has worked in the financial industry for over 20 years, with the last 18 years working with Charlie Harriman. With Charlie as a mentor Carole has learned that listening to a client's history, hopes, dreams, and aspirations is the most important part of developing an investment strategy. Carole has also acquired her investment style from Charlie and carries on the tradition of proper planning, asset allocation, and buying good quality investments that help clients reach their financial goals.
Carole graduated from the University of Southern Maine with a Bachelors Degree in Business Management. She also holds Series 7, 63 and 65 securities licenses as well as life, health and annuity insurance licenses. Carole is a Certified Financial Planner and provides her clients with wealth planning strategies that are developed according to their individual needs and goals.
Carole currently resides in Scarborough. In her spare time Carole enjoys traveling, volunteering with various organizations, the theater, being outdoors, and spending time with her family and friends.
CA, CO, CT, DC, FL, GA, HI, ID, IL, MA, ME, MI, MT, NH, NY, OH, OK, RI, SC, TX, VA, WA
Riley Ann Haddock
Riley has been in the industry since the summer of 2010 after graduating with a BS in Accounting from Saint Anselm College where she received a field hockey scholarship and was asked to represent the United States in an international tournament in Barbados. She started her career at Merrill Lynch and joined UBS in 2013. Currently, Riley sits as the co-chair on the Team Associates Advisory Council where she represents her peers on a national level.
Riley grew up locally in Falmouth. She plays for the Portland Womens Rugby Team and is very involved in local charities, volunteering and participates in races and triathlons throughout the year. She and her black lab, Harvey, live in South Portland.
She holds her 7, 66, 9, 10, and Insurance licenses.
AZ, CA, CO, CT, DC, FL, MA, MD, ME, NH, NY, TX, VA, WA