We understand both the incentive value of a retirement plan and the commitment required to administer the plan and address fiduciary responsibilities. Monitoring investments, carrying out day-to-day administrative tasks and providing plan participant support and education can be very challenging. Through DC advisory, we provide advisory services to retirement plans, you and your organization can benefit from the resources of a global financial services leader combined with the specialized retirement plan expertise and experience.
Thomas P. Holland, CIMC®
With more than 45 years experience in the securities business, Tom rejoined UBS in 2006 as a Senior Vice President-Wealth Management and as a UBS Institutional Consultant and a Senior Portfolio Manager, having been employed as the manager of UBS’ predecessor firm, Paine Webber, in Cleveland for close to 20 years. He received his CIMC® designation in 1989, and was employed by Smith Barney as a Consulting Group Director providing investment advice to 401(k) organizations, pension plans, non-profits and high net worth individuals. Tom is a graduate of Cornell University.
AR, CA, CO, FL, GA, IA, IL, MA, MI, MN, NC, NH, OH, PA, TN
Brian offers more than 30 years of experience in managing retirement plans; he joined UBS in 2006. Brian specializes in consulting on retirement plans for businesses and non-profit organizations. His approach is to focus on both the plan sponsor and its participants. Brian provides extensive assistance on developing investment policy statements, investment funds and vendor search and selection, and performance monitoring. For participants, he serves as a partner who provides guidance to secure their financial futures. Brian is a Chartered Retirement Plan Specialist (CRPS®) and an Accredited Investment Fiduciary. Brian is a graduate of Bowling Green University.
AR, AZ, CA, CT, FL, GA, IA, MA, MI, NC, OH, OR, PA, TN
Mary has over 20 years experience in the financial services industry. Having begun her career in municipal finance, she brings a unique set of skills to working with high net worth individuals, business owners and professional organizations. She has a commitment to the financial planning process and to helping clients understand and meet their long-term goals. She holds Series 7, 63, and 66 securities licenses as well as life, health, long-term care and annuity insurance licenses. Mary is a graduate of Marymount College and has an advanced degree in psychology from the Graduate Faculty New School for Social Research in New York City.
AR, CO, FL, MA, MI, MN, NC, NH, NY, OH, PA, TN
Patrick joined UBS in October of 2016. He began his career in the insurance industry upon graduating from Ashland University in 2007 with a BSBA in Finance and a minor in Entrepreneurial Studies. In 2014 Pat was employed as a Registered Investment Advisor with a regional financial services firm in Northern Colorado. He is Series 7, Series 63, Series 65 licensed and maintains his life, health and annuity as well as long term care Insurance licenses. Pat specializes in financial planning, corporate retirement plans and client relations.
AR, CA, CO, FL, GA, IA, IL, MA, MI, MN, MO, NC, NY, OH, OR, PA, TN
Jill began her career in the securities business in 1994. Three years later she became a licensed Sales Assistant handling all aspects of the administration of individual retail and institutional accounts. She joined the Holland Group in 1998. She is proficient in all of the analytical tools that are required for preparing the reporting for the institutional accounts that we manage and handles all client service related issues. She is Series 7, 63 and 66 licensed and holds the Financial Paraplanner Qualified Professional designation.