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Jim has over 37 years of experience in the investment field including branch management. Having worked for several major investment firms during his career, he finds the resources available at UBS compelling and is pleased with the firm's client centric focus. Jim earned his BA in Business Administration and Economics at St. Ambrose University in Davenport, Iowa. He has also undertaken graduate studies in Financial Planning at UCSD to better aid his clients.
Jim and his wife of over 50 years, Joanne, have two grown sons both of whom are in the financial industry. Jim is active in his community as past President of both the Rancho Bernardo Rotary Club and Rancho Bernardo Community Foundation. He also enjoyed a 15 year involvement with the San Diego Chapter of the Cystic Fibrosis Foundation and currently works with surplus food acquisition and redistribution to needy recipients at his church.
AZ, CA, GA, ID, IL, MD, MI, MT, NV, NY, PA, SC, TX, UT, WA
Brad offers over 20 years of investment industry experience and focuses on the wealth planning and investment management needs of high net worth individuals. His professional background includes both trading and research in equities, options and fixed income securities. He has received the Wealth Advisor designation from UBS after receiving extensive training. Brad has a BA degree from UC Santa Barbara. He works closely with his father, Jim, in managing investment portfolios tailored to pursue specific client needs and objectives. He and his wife, Michelle, have two children and live in Rancho Bernardo. Brad is an active volunteer in competition youth soccer and enjoys golf and body surfing.
AZ, CA, GA, ID, IL, MD, MI, MN, MT, NE, NJ, NV, PA, SC, TX, UT, WA
Therese has been with UBS for three years where she started as the Branch Office Administrator and Client Service Associate for our office's branch manager. She holds both her Series 7 and Series 66 securities licenses. She is a native of San Diego, and graduated from San Diego State University with a BS degree in Finance. Prior to UBS she worked at MetLife in the Case Design Unit creating clients' Financial Plans. In her free time she enjoys hiking, camping, and spending time with her family and her Boston Terrier.
AZ, CA, GA, TX, UT