Personalized access and service for our clients

Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

Navigating your entire business cycle

Entrepreneurs and private business owners count on us to help them thrive in their ventures. Whether we’re helping to develop tax-efficient strategies for exiting a business, reducing estate tax exposure, or transitioning wealth to future generations, we focus on the full cycle of business needs.

When growing your business, we provide targeted advice and insights as well as access to the global resources of UBS. When you are ready to transition your business, we offer guidance in three key areas:

  • Helping you maximize the value of your business
  • Planning for life after you exit your business
  • Enjoying your post-transition life, confident we’re on top of all the details

Corporate financial planning with an integrated perspective

As members of the UBS Corporate Sponsored Financial Planning network, we understand the important role that executive compensation plans play into overall wealth strategy. This is especially true for senior executives who have more complex financial circumstances and rewards.

We support executives by offering:

  • Perspective on their complete financial picture, including stock options, 401(k) plans, deferred compensation, retirement planning, education savings (529 plans), pensions and insurance.
  • A planning approach that integrates corporate benefits with personal investment strategies.
  • A customized financial plan, tailored to the individual’s unique personal goals, priorities and financial circumstances.
  • Access to subject matter experts, UBS intellectual capital, publications, seminars and the full breadth of UBS’s global resources.
  • Ongoing reviews, meetings and education during the course of the engagement.

Our mission is to help advance yours

We deliver objective, insightful advice to help institutions of virtually every type—mission-based organizations, government agencies and corporations—help preserve and grow their assets. Our disciplined consulting process is backed by the capital strength and resources of one of the world’s leading wealth management firms. UBS Institutional Consulting has approximately $85 billion in assets under advisement (as of 12/31/2017)1.

We realize managing your investment fiduciary responsibility is one of your greatest concerns and can be a time-consuming burden. Our team knows how to help you meet your obligations. We will work with you to:

  • Help you develop an investment policy statement tailored to your organization’s mission
  • A planning approach that integrates corporate benefits with personal investment strategies.
  • Promote communication and provide board/committee education

Personal financial planning for families and institutional services for family offices

Many families with significant wealth demand a broad array of family office services. Whether providing those services directly or coordinating with your family office, we can help bridge the generations within a family in order to deliver a planning structure that is focused on preserving wealth, seizing opportunity and creating continuity.

As your personal advocates, we provide you with advice that is tailored to your circumstances and priorities. We start with a detailed plan for all you’d like your wealth to achieve. Over time, we adjust your plan as your circumstances change, so you can embrace your financial future with confidence.

For family offices, we access a global joint venture between our Investment Bank and Global Wealth Management units to offer holistic, institutionalized coverage for sophisticated family offices. Our team can provide:

  • Institutional offerings from in house and 3rd party providers
  • State-of-the-art technology and infrastructure platforms
  • Dialogue with UBS senior leadership to fascilitate a demonstrated impact on goals and objectives
  • Access to leading Investment Bank offering solutions, capabilities in advisory, capital markets, financing and restructuring
  • Operational excellence for swift and reliable execution
  • Access to an extensive peer network of global family office contacts
  • Extensive insights from professionals from across our global organizationAn

Understanding the unique challenges of women and wealth

Women have always faced unique challenges. That is no less the case today. In fact, as they are experiencing longer life spans and controlling greater wealth than ever before, it’s even more challenging. The need and desire for informed wealth management advice is clear.

Our compassionate and solutions-oriented approach helps women understand, plan and ultimately take charge of their financial world—some for the first time in their lives. Our financial planning team is over 50% female, and has long focused on the perspectives women bring to the planning and investing conversations, as well as the importance of financial education as a foundation to making sound financial decisions.

Our regular “W3: Women—Well, Wealthy & Wise” events are designed to inform and educate while allowing women to benefit from the perspectives of their peers. We help them navigate the financial and legal hurdles they may face professionally when starting a business or new career, or personally during a separation, divorce or loss of a loved one.