Wealth management expertise focused on helping make clients’ lives better.
Jay has worked closely with ultra high net worth individuals and executives for more than 25 years. With the team, Jay focuses on a number of critical areas including investment management, financial planning, wealth preservation and transfer.

Prior to Jay’s tenure with UBS, he was in wealth management with Morgan Stanley. He began his career at Prudential Securities and was in sales with IBM.

Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, NE, NJ, NM, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY

Planning-focused wealth management for individuals, families and nonprofits.
Matt’s tenure with ultra high net worth individuals and families extends beyond two decades. As a Certified Financial Planner, Matt focuses primarily on investment management and financial planning.

As one of 65 Endowments and Foundation Consultants at UBS, Matt has been actively engaged with nonprofit relationships for the last 10 years. Prior to Matt’s term with UBS, he was in wealth management with Morgan Stanley. He began his career with M&M/Mars in numerous sales and marketing roles.

Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, NE, NJ, NM, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WY

Accessing all of UBS to help grow and protect your wealth
A UBS Private Wealth Advisor and senior partner of the Maltby, Ludington, Nelson Group, Betsy has more than 20 years of experience advising ultra high net worth executives, entrepreneurs and multigenerational families. Collectively, the team has more than 90 years of experience in this industry. They believe there is very little they haven’t seen over the years—perspective that has proven to be invaluable. Betsy is a true relationship-builder. Working with the markets, people and problem-solving on her clients’ behalf is both exciting and gratifying for her.

Betsy’s focus within the team is helping grow and protect family assets through asset allocation, risk and volatility management with alternative opportunities. Importantly, she has a deep understanding of UBS, Private Wealth Management and the strategic use of a range of solutions the firm has designed exclusively for clients with complex wealth.

Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, MA, MD, MI, MN, MO, MT, NC, NE, NJ, NM, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WY

Tony joined the Maltby Ludington Group in 2014 as a Financial Advisor and brings with him 25 years of alternative investment industry experience focused on institutional sales and trading.  Tony leverages this extensive knowledge to build collaborative relationships and advise corporate executives, business owners and entrepreneurs on asset allocation and investment selection.  Tony graduated from Indiana University Kelley School of Business with a degree in finance and economics.

Registered States:
CA, CO, CT, FL, IL, MA, MO, NC, NJ, NY, TX, WA, WI

Janine joined UBS in 2016 and has more than nine years of wealth management experience. She manages trading and serves as the operations officer of the team. Prior to her position at UBS, Janine worked as a sales associate at LPL Financial. She earned her B.A. in Psychology from the University of Colorado at Boulder. Janine recently earned the CERTIFIED FINANCIAL PLANNER^TM designation and holds Series 7 and 66 securities licenses. Originally from New Orleans, Janine resides in the New Eastside neighborhood of Chicago.

After five years in the insurance industry, Jeff joined the Maltby Ludington Group in 2008. Jeff focuses on delivering premier service to ultra high net worth clients and family offices, specifically with sophisticated portfolio analysis, portfolio management, and asset allocation recommendations. Jeff graduated from Williams College in 2003 with a degree in psychology.

Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, NC, NE, NJ, NM, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY

Alice has over 20 years of experience, handling the day-to-day operations and administrative duties for the team. Alice delivers exemplary client service quickly and consistently being recognized to participate in the Ritz-Carlton premier service training program. Prior to UBS, Alice was with Morgan Stanley for 13 years in various supervisory positions, including Margin Specialist and Operations Manager. Alice earned her B.S. in Accounting from Rasmussen College and holds Series 7, 63 and 65 licenses. She lives in Lombard with her husband and son.

Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, NE, NJ, NM, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WY

Alan joined UBS in May of 2008 as a Client Service Associate and has more than 10 years of experience. Prior to joining UBS, Alan was with JP Morgan, Hewitt Associates, Allstate and the Chicago Board of Trade. Alan serves as the team trader and account maintenance manager. Alan earned a B.A. from DePaul University and holds the Series 7 and 66 securities licenses. From Chicago, Alan lives on the north side of the city

Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY