Experience Makes all the difference

A systematic advisory process is the "engine" that aligns clients' investment objectives and risk tolerance with the appropriate investment vehicles. We believe that the best place to start such a process is to sit down with our clients and have a simple conversation – to listen and learn about each client's specific goals and concerns – to understand your situation and the world you live in. We help you evaluate or re-evaluate the strategy, philosophy or discipline that has brought you to this point.

Through a multi disciplinary team of professionals with a deep understanding of wealth management challenges we address Estate Planning, Financial Planning, Financial Goal Analysis or Financial Reviews for those plans already up and running – a process which is integral to the success of any long term investment plan for individuals, family practices, closely held businesses and legacy or wealth transfer issues.

  • Establish goals and objectives
  • Determine risk and tolerance
  • Develop asset allocation strategy and investment strategy documents
  • Portfolio construction utilizing comprehensive wealth management advisory platforms and managers
  • Execute investment strategy
  • Monitor progress and make necessary adjustments

We are committed to consistent communication with clients per their needs and schedules.

Seth A. Mitchell

First Vice President - Wealth Management
212-626-8588

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Seth believes that the road to building and maintaining wealth is sound portfolio management and is familiar with the financial challenges that business owners, high net worth individuals and other fiduciaries on behalf of their clients face. He is committed to providing exemplary wealth management services based upon the philosophy that capital preservation and long-term growth of capital are the two main rival factors in any successful investment plan.

His clients—institutional, corporate and individual—have a diversity of needs, including asset management, estate, trust and retirement planning strategies, investments for growth, dividend income and tax exempt status.

Prior to joining the UBS New York Flagship Branch Office in 2007, Seth spent 18 years at Prudential Securities/Wachovia where he worked for three years at the New York South Street Seaport office in the Institutional Taxable Fixed Income Division. Seth then became Financial Advisor and First Vice President – Investments at the main New York Branch office opposite the World Trade Center.

Seth holds a Bachelor’s degree in Corporate Banking & Finance and International Business from New York University’s Leonard Stern School of Business. Seth enjoys all sports and reading American political history. He and his wife, Betzy, who works in the television entertainment industry, live in New Jersey.

 


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CA, CT, DC, FL, GA, NJ, NY, SC, TX, VA