Your success is a reflection of your hard work, innovation and integrity. All qualities that we share. As Private Wealth Advisors and Family Office Consultants, we offer a comprehensive, collaborative approach to modern wealth management.
Our team recognizes that the complexity of your wealth demands strategic solutions that may come from both within and outside of UBS. This respect for your life and goals drives our commitment to serving all aspects of your financial world, whether directly or working with your family office.
We are often the first call our clients make. Driven, passionate and successful, they include multigenerational families, entrepreneurs, senior executives and family offices. We provide the access, perspective and the continuity our exceptional clients need to help them fully realize the life they envision, today and for generations to come.
The value of Family Office Consultants
Jeffrey Moster, Christopher McCormick and Matthew Norwood are among a select group of Private Wealth Advisors who have earned the Family Office Consultant (FOC) business designation. Understanding the complexities of intergenerational wealth, FOCs undergo rigorous training to strengthen their industry knowledge so they can align specific needs to the full suite of UBS capabilities, managing the investment, business, passion and legacy needs their clients face.
Christopher McCormick has been recognized as an industry leader
- Forbes Best-In-State Wealth Advisors, 2018, 2020
- Forbes America's Top Next-Generation Wealth Advisor, 2017, 2018, 2019
- UBS Top 35 Under 35, 2017, 2018, 2019
“Our team’s private wealth experience and access to global resources are designed to make a real impact in the lives of our clients, whether pursuing a new business venture, exploring a philanthropic passion or educating children about their future financial responsibilities.”
— Jeff Moster
Working together to help you pursue what matters most
Understanding your life, your wealth and what you want to accomplish is important to how we work together at UBS. We start with questions and a discussion that helps us focus on what’s really important to you.
Then, we can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own. Through the plan we create together, we can help you pursue what matters most today, tomorrow and for generations to come.
To help maintain your lifestyle
To help improve your lifestyle
To help improve the lives of others
“Our clients’ goals often include wealth transfer for future generations. We can help you with maximizing your philanthropic impact, investment and borrowing management, survivorship concerns and tax strategies.”
— Christopher McCormick
Our team focuses on helping sophisticated clients like you to create and execute a comprehensive, multigenerational financial plan. We have the experience and the network to address the complexities of your advanced planning needs.
Whether we are working with a family directly or serving their family office, we seamlessly integrate comprehensive wealth management with institutional-level investment solutions. Our team understands the dynamics of families working together to make important life decisions.
Working with the UBS Global Family Office and Family Advisory and Philanthropy Services groups, we can help bridge generations to offer advice on understanding the opportunities—and unintended burden—of inherited wealth, business transition, wealth transfer and family office governance. Collaborating with our Family Office Solutions Group, we bring the best of UBS insight and resources to our clients—helping them explore highly bespoke opportunities for growth, capital preservation and wealth transition.
We address the full cycle of business needs from strategic business financing to succession and exit strategies to post-liquidity planning. Whether you’re building capital and growing your business, selling your company, looking to manage existing liquid assets or transferring wealth, we have a honed process for helping you make smart, informed financial decisions.
Whether planning a succession or a sale, we can help you develop a personalized strategy to maximize the value of this event so you can confidently pursue your life goals post-transaction.
Post-liquidity wealth management
Through our broad network and our innovative solutions, we can help address all areas of post-sale planning. Entrepreneurs trust our ability to help simplify their lives, freeing them to pursue future ventures.
Preparing for a strategic exit
Working with company founders, public or private executives and business owners, we understand your drive for success. You require specific advice, specific to insider restrictions, tax implications and concentrated positions. Our team has the experience to provide specific guidance attuned to your overall wealth strategy.
- Impact of stock options (incentive stock options, nonqualified stock options), restricted stock units, founders stock and qualified small business stock
- Restricted stock sales,10b5-1, Section 16
- Pre-IPO planning
- Mergers and acquisitions planning
- 401(k) benefit and compensation plan management
- Income and estate tax planning and strategies
- Concentrated stock management and diversification
“We provide access to a broad range of industry professionals accross the firm and around the world. By listening to your goals, we gain a deep understanding of your values and help make the complex clear.”
— Matt Norwood
Our team has the training, access and understanding of complex wealth and the individuals and families who create it, inherit it and pass it on. They count on us for comprehensive planning, banking and lending services, education planning and wealth transfer strategies.
Institution-level solutions for individual clients
By listening and aligning with your objectives, we focus on asset allocation strategies that allow for sensible growth and help mitigate risk.
- Multi-step investment process
- Tailored asset allocation
- Comprehensive cash flow management
- Global private equity and private real estate
- Management of illiquid, concentrated positions
- Investment advisory responsibility
Estate planning and philanthropic strategies
Helping your wealth create a greater impact
We help ensure your assets are preserved and transferred to future generations and charitable organizations in a tax-efficient manner. Collaborating with your tax and legal specialists, we’ll help you pursue your specific estate planning strategies and charitable giving goals.
- Pre-transaction planning
- Tax liability minimization
- Wealth transfer strategies and vehicles
- Charitable giving strategies
Educating each generation
Shaping your multigenerational legacy
Attuned to helping you preserve the financial independence of your entire family, we can help structure a deliberate and meaningful family legacy and direct capital to reflect your values.
- Access to exclusive UBS events, including the Young Successors Program and Philanthropy Forum
- Business succession planning
- Family foundation considerations, setup and supervision
- Financing and advisory solutions for real estate, art collections, aircraft, hedge fund portfolios, securities-backed lending and more