We are committed to providing the utmost in service and advice for each of our clients. By acting in the best interest of our clients, their prosperity will lead to our success. We will perform to the best of our abilities such that you will proudly recommend us to friends and family without reservation. We will give a portion of our time, talent and support to the communities in which we live. Throughout this process, we will consistently demonstrate the highest ethical and professional standards.
John is a proven leader with our clients. He has spent more than 25 years helping them achieve their long-term goals with integrity and honesty. John's primary area of focus is building investment portfolios for families with significant net worth using the principles of asset allocation employed by large foundations and endowments. A considerable portion of each day is spent researching markets and economies worldwide. A graduate of the School of Engineering at Cal Poly, San Luis Obispo, John later earned his MBA in Finance from Santa Clara University. John is married to Angela and they have two teenage sons.
AZ, CA, CO, FL, HI, ID, IL, IN, MD, NC, NJ, NV, NY, OR, TX, UT
With over 25 years in the financial services industry, Rich built his career on 3 principles: Understanding clients' needs, addressing risk concerns, and developing strategies that build and conserve wealth. Providing best-in-class service to clients is critical. Rich responds immediately to all client phone calls, e-mails, and inquiries. He earned a BS degree in Atmospheric Physics at The City of New York University and an MBA from Santa Clara University. Rich relocated to California in 1980 as a Senior Meteorologist with the US Government...then changed direction with a move to American Express Financial Advisors in 1990. He and his wife Patti have a son, Marc, and granddaughter, Alyssa.
Lisa has been a valuable employee of UBS since 2017. She graduated from the Stockholm University School of Business with a Masters degree in Finance. She holds the Claritas Investment Certificate from the CFA Institute and obtained a Social Media Marketing specialization from Northwestern University.
In sum, Lisa has more than 11 years of work experience in financial services, including asset management, at 3 major banks.
Lisa and her husband are the doting parents of two middle-school aged sons. In her free time, Lisa has a passion for design and home renovations.
CA, LA, MD, OR, PA, SC, TX, WA