Pacifica Wealth Management combines the advantages of a family style "boutique" firm with the vast resources and depth of a leading global financial services firm, UBS Financial Services, Inc. We take a consultative approach to deliver needs based solutions. Our team of professionals distinguishes itself by its wealth of financial services experience coupled with exceptional personal service. We strive to continually strengthen our clients' loyalty through hard work, appropriate advice and a strong dedication to developing a long-term relationship.
C. Scott Sutcliff, CRPS®, CRPC®, C(k)P®
Scott began his financial services career in 1992. In addition to assisting executives, business owners and other individuals with their investment needs, Scott is also a qualified Portfolio Manager in the UBS Portfolio Management Program (PMP) and a member of the UBS Defined Contribution (D.C.) Advisory Program. Scott works in cooperation with an organization's management team focusing directly on retirement plan design, investment strategy, employee education and fiduciary management. Scott earned a B.S. in finance from San Diego State University. Scott holds Series 7, 31, 63, and 65 securities licenses, as well as life, long-term care, health and annuity insurance licenses. In addition, Scott has also earned both the Chartered Retirement Planning CounselorSM (CRPC®) & Chartered Retirement Plans SpecialistSM (CRPS®) designations. Scott was recognized as one of the "Top 300 Most Influential Advisors in Defined Contribution" for 2011 by The 401k Wire. His affiliations include SDSU Guardian Scholars, USC Cardinal and Gold, and Phi Gamma Delta Alumni.
AK, AZ, CA, CO, DE, FL, HI, IA, ID, IN, KY, NC, NM, NV, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI
Mark D. Morgan
Mark has been a Financial Advisor since 1991, following a successful career as a Certified Public Accountant (CPA) with KPMG LLC. His extensive tax and financial background has provided the team with an invaluable perspective. Mark focuses on both Portfolio Management and Trust & Estate planning for the team's clientele. In addition, he provides expertise in the areas of Cash Management and Lending for both individual and corporate clients. He holds a Series 7, 63 and 65 securities licenses as well as being Insurance licensed. Mark is a graduate of California Polytechnic State University, San Luis Obispo where he earned a B.S. in Business Administration with a dual major in Accounting and Finance. He is a member of both the American Institute of Certified Public Accountants (AICPA) and the California Society of Certified Public Accountants (CalCPA).
AZ, CA, CO, FL, HI, IL, NC, OK, OR, VT
Anne M. Sutcliff, CFP®, CRPC®, CRPS®
With over 20 years of experience in retirement plan consulting, Anne provides services in the areas of plan design, vendor selection, fiduciary management, employee education and communication. Anne holds Series 7, 63, and 65 securities licenses as well as life, health & annuity insurance licenses. In addition, she has earned CERTIFIED FINANCIAL PLANNER™ (CFP®), Chartered Retirement Planning CounselorSM(CRPC®) and Chartered Retirement Plans SpecialistSM (CRPS®) designations. She earned a B.S. in Finance from
Lisa T. Hernandez
Senior Client Service Associate
Steven M. Tye
Steve has been with UBS since 2001, having spent a career in consumer products management. Steve focuses on helping business owners with options to maximize their retirement plans in an effort to provide quality programs for their employees. Steve earned a Bachelor of Science degree in Public Administration, graduating Cum Laude from California State University Dominguez Hills.