Ken is the head of investment strategy and managing partner for our team. He holds the Certified Investment Management Analyst (CIMA®), Certified Financial Planner (CFP®) and Chartered Retirement Plans Specialist (CRPS ®) designation from the College for Financial Planning. At UBS, Ken holds the titles of Senior Vice President – Wealth Management, Senior Retirement Plan Consultant, and Senior Institutional Consultant.
As a Financial Advisor, for more than 32 years, Ken has gained considerable experience managing uniquely-designed portfolios and has guided clients through historic market corrections, including the 1987 Crash, 2000-2002 Dot.com Bust, and the 2008-2009 Financial Crisis. Prior to UBS, Ken spent 10 years with Wells Fargo Advisors and nearly 20 years with Smith Barney as a Retirement Plan Consultant and member of the 401(k) Advisory Group.
Working with private wealth clients, Ken applies financial, goals-based analysis to fulfill client needs involving educational funding, retirement, and estate planning. By partnering with his clients' accountants and attorneys, he helps navigate the sometimes complex financial decisions in their lives in a tax-efficient manner. In serving our team's institutional clients, he evaluates and recommends comprehensive retirement plan solutions that address Fiduciary Governance, Plan Administration, Investment Policy and Strategy, and Employee Education and Retirement Readiness. Above all, Ken is dedicated to elevating his practice through education, experience, examination and the highest standard of ethics.
Registered States:
AR, CA, CO, FL, GA, IL, IN, KY, MI, MS, NC, NJ, NM, NY, OH, SC, TX, VA, VT