Bill is the senior member of The Schoff Group at UBS, a team of ten professionals concentrating their efforts in the areas of private wealth management and corporate services. Prior to joining UBS, Bill spent 14 years at Smith Barney where he was a Managing Director- Wealth Management. Besides being honored with the Managing Director title, Bill is a member of the elite Chairman’s Council, a high honor for his knowledge of the business and for providing exceptional service to his clients. Bill holds a BS degree from Cortland State University and is a member of the National Association of Stock Plan Professionals. Bill and his wife, Susan, live in Victor, NY and are active in several community and philanthropic organizations.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Katie has over 30 years of experience in wealth management services.  She joined UBS in 2009 after 13 years at Smith Barney and prior tenure at Prudential Securities.  As a Senior Vice President and Corporate Stock Benefit Consultant, Katie specializes in equity administration solutions and private wealth management for individuals and families.

 With UBS, Katie uses a comprehensive platform of industry-leading corporate equity compensation services and solutions- she is well positioned to help your organization simplify and improve the administration of your equity compensation offering as well as enhance the participant experience through education and access to advice.  Katie has a long history of working with global issuers and extensive expertise in Section 16 transactions, rule 144 and 10b5-1 trading plans. 

 Katie participates in prestigious industry programs, such as The National Association of Stock Plan Professionals(NASPP) and holds a Level 1 Certified Equity Professional designation. She is Series 7, 31, 63 and 65 licensed.

 Because she believes in giving back, she serves her community as Co-Chair of  Gilda's Club Rochester, a Cancer Action Community.  Her life-long passion for soccer is shared as she enters her 30^th year as a youth soccer coach where she teaches kids the game and provides lessons in problem solving.

Katie earned her B.A. from Niagara University where she met her husband, Bill.  They reside in Webster, NY.  Her interests include travel, fitness, skiing and paddle ball.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Steve is a  Vice President of Wealth Management and Portfolio Manager. His career has been focused on creating  and delivering comprehensive financial solutions that are tailored to high net worth clients.  Steve takes a holistic approach in constructing portfolios and is committed to having each portfolio reflect the needs of his clients, whether it’s insurance, philanthropy, retirement or succession planning. Steve is driven by his passion and goal to help individuals and families achieve financial success and he has structured his practice to include a focus on mentoring the next generation of Financial Advisors as well as the generations of clients .

Steve graduated from the Rochester Institute of Technology where he graduated with Bachelor of Science degree in Business Administration. He holds Series 3,7,63, 65 licenses

While away from the office, Steve enjoys running and has completed several marathons, loves golf, and spending time with his wife, their three children and his grandchild, Wyatt.  Steve and his wife are committed to giving back to the community through their involvement in many local organizations.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, PA, RI, SC, TN, TX, VA, VT, WA, WI, WY

Barbara joined UBS Financial Services in 2009 and has over 25 years of experience in the financial services industry. While Barbara focuses on all aspects of wealth management, she specializes in retirement planning, wealth transfer strategies, including inheritance and insurance planning as well as transition planning in the areas of marriage, divorce, and loss of a loved one. Alongside her clients, Barbara constructs, monitors and adjusts, as necessary, a detailed financial plan that acts as a roadmap for success in achieving what is most important to them.

Barbara's personal interests include hiking, bike riding and camping. Barbara has made her home in Fairport, NY where she raised her two children and currently resides with her significant other, Joel, and their 2 golden retrievers. 

Education:

• Certified Financial Planner (CFP)
• Securities licenses:  Series 6, 65, 7
• Insurance Licenses:  Life, Health, Variable Annuity, Variable Life and Log Term Care
• B.S, Industrial Distribution, Clarkson University

Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, PA, RI, SC, TN, TX, UT, VA, WA, WI

Bryan has extensive experience working with high net worth individuals, corporate executives and their families, helping organize, manage, and coordinate all aspects of their financial lives.  Building and maintaining a comprehensive financial plan to act as the blueprint for making all important decisions is critical to Bryan's relationships.  Through Bryan's personalized approach, he builds and manages investment allocations, creating portfolios that match each client's unique goals and objectives.

Bryan holds the Portfolio Manager designation and in his role, oversees the team's discretionary portfolio and investment management process. Bryan is series 7, and 66 licensed.  After spending several years at Merrill Lynch in New York, NY, Bryan relocated to Rochester and joined The Schoff Group in 2014 .  He earned his B.B.A. in Business Management from St. Bonaventure University.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Alex has been assisting individuals in the area of wealth management for over 7 years, concentrating his efforts in the area of equity plan advisory services, investment management and holistic wealth planning. His career started in New York City at Merrill Lynch where he began to help high net worth families in the areas of equity compensation, tax, estate and succession planning. Transitioning back to Rochester, NY he has found UBS a place where he can better assist clients. The Schoff Group assists corporate executives as they navigate the sometimes complicated world of equity compensation awards and help simplify their options. His in-depth knowledge allows him to maximize the value of his client's equity compensation through risk management, sales tactics of concentrated positions, and tax minimization strategies. Alex has a B.S. degree from Niagara University and is a Chartered Retirement Planning Counselor. When away from work he enjoys his time on the golf course and with his family.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, FL, GA, IL, IN, KS, KY, MA, MD, MI, MO, NC, NJ, NV, NY, OH, PA, RI, SC, TN, TX, VT, WA, WY

Josh joined UBS and The Schoff Group in 2014.  After earning his CFP® designation March of 2017 Josh has dedicated himself to delivering comprehensive Advanced Financial Planning. He believes having and maintaining a Financial Plan is the foundation on which the realization of your future goals and financial wellness is built. In his role as Senior Wealth Strategy Associate, Josh's responsibilities also include performance/risk analytics, investment research and portfolio construction. 

Josh earned his B.S. in Corporate Finance from St. John Fisher College.   While earning his degree, Josh was able to pursue his passion of soccer in his role as captain on the Men's Soccer Team. Josh lives with his wife in Fairport, NY. He enjoys traveling, spending time with his family, and an active lifestyle.

Registered States:
AL, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, MA, MD, MI, MN, MO, NC, NH, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI

Registered States:
AZ, CA, CO, CT, FL, GA, IL, IN, KS, KY, MA, MD, ME, MI, MO, NC, NJ, NY, OH, PA, SC, TX, VA, VT, WI

Nick has been working in the finance industry for over 24 years, and brings extensive operational and service expertise to The Schoff Group.  In his role as a  Corporate Stock Benefit Analyst, Nick works closely with corporate executives and Company Counsels in navigating the intricacies of Section 16b transactions, including Rule 144 as well as 10b5-1 trading plans.  Nick's impeccable attention to detail and enthusiasm for exceeding  client's expectations  is key to this incredibly important role on our team. 

Nick has obtained the Certified Equities Professionals (CEP), Level 1 designation and is also FINRA Series 3, 7, 63 & 65 registered.  Nick holds a B.S from SUNY Geneseo.

With his wife and son, Nick lives in Livonia, NY.  While away from the office, Nick enjoys golfing and spending time on Conesus Lake.

Registered States:
AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NH, NJ, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

Mike started with The Schoff Group in 2017 after spending 6 years with Citizens Investment Services where he worked as a relationship manager for the high net worth / affluent segment.  In his role with The Schoff Group, Mike is instrumental in all aspects of private client services including taking care of clients' day-to-day service needs and overseeing client on-boarding, administration and processing functions. 

Mike received his Bachelor of Science Degree in Business Administration and a minor in coaching from SUNY Oswego. He is a registered Notary Public and also holds his Series 7, 6, 63, 65, and Life Accident and Health Insurance licenses.

With his wife, Nadine and cat, Chloe, Mike lives in Fairport, NY where he can be seen riding or walking alongside the Erie Canal. Mike's passion for sports and love of family is regularly combined as he frequents many sporting events with his with his 6 brothers, a bond they shared since their childhood wrestling and football days.