Experience Makes all the difference

We’ve long realized that taking a team approach to helping our clients creates the best results. That’s why we work with an entire ensemble of dedicated professionals, from experienced trust and estate professionals to experts in retirement, insurance and investments to make sense out of all the moving parts of your finances. But, beyond this extended UBS team, we also look to partner with your team of personal advisors, those significant individuals who do or will impact your financial world.

Connie Hong Cheng, CFP®

Senior Vice President - Wealth Management
International Private Wealth Advisor
CERTIFIED FINANCIAL PLANNER™
Visit my personal page
619-557-2488

email   Connect with me on LinkedIn



Connie is an International Private Wealth Advisor and has worked in the financial services industry for 24 years with 22 years at UBS.
In addition to holding a number of securities and insurance licenses, she also earned the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. Connie earned a B.A. degree from Beijing, China, and an M.B.A. degree in finance. She is fluent in Mandarin Chinese. 


Registered States:
AR, AZ, CA, CT, FL, HI, IL, MA, MD, MI, MN, MO, NC, NJ, NV, NY, OR, PA, SD, TX, WA

James Joseph Shea, CFP®

Senior Vice President - Wealth Management
International Private Wealth Advisor
Senior Portfolio Manager
CERTIFIED FINANCIAL PLANNER™
Visit my personal page
619-557-2425

email   Connect with me on LinkedIn



James is an International Private Wealth Advisor and has been in the financial services industry for 38 years, 36 of which have been at UBS.
He holds Series 3 (commodities), 5 and 7 securities licenses and a California insurance license. James is a Portfolio Manager in UBS’s Portfolio Management Program and a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner. Outside of the office, he enjoys golfing, reading and travel. James graduated from the University of Saint Thomas in St. Paul, Minnesota, with a B.A. degree in Finance.


Registered States:
AR, AZ, CA, CT, FL, GA, HI, IL, MA, MD, MI, MN, MO, MT, NC, NJ, NV, NY, OR, PA, SD, TX, WA