For three decades, our team has provided insight and advice to affluent individuals, families, corporations and diverse not-for-profit clients—helping them find answers to their most important financial questions. Our team puts our collective perspectives and experience to work for each of our clients—we are committed to a “clients first” philosophy and strive to do our best for them in every aspect of our relationship. Our goal is to help them confidently navigate the road ahead and pursue the goals that truly matter.

Making a difference

• Board member of the Fulfillment Fund
• Active in a number of non-profits that benefit children
• Chair of Endowment and Foundation Committee at UBS

Education

• B.S., Business Administration, Washington University in St. Louis

Registered States:
AZ, CA, CO, FL, GA, HI, IL, MA, MT, NC, NJ, NM, NY, OK, PA, RI, UT, VA, WA, WY

As a former electrical engineer and lifelong volunteer, I’ve developed strong problem-solving and goal-setting skills for organizations and affluent families. In addition to providing investment consulting advice, I have chaired investment, governance and development committees for a variety of non-profit organizations. This firsthand experience has enabled me to offer clients and prospects meaningful insights and perspectives—delivered with integrity and compassion.

Making a difference

• President Emeritus, UCLA Anderson Alumni Network (37,000 members)
• Chair, UCLA Anderson Annual Fund Development Committee
• Member of the Fulfillment Fund Strategic Planning Committee
• Gold Shield Alumnae
• Former Upper School President at the Brentwood School
• Emory University Parent Board
• Former Board member of CHAMPS
• Former Board member of Curtis School

Education

• B.S., Electrical Engineering, Washington University in St. Louis
• M.B.A, UCLA Anderson School

Registered States:
AZ, CA, CO, IL, MA, NC, NJ, OK

I focus on providing solutions for our clients' most complex financial questions around their wealth, family, and legacy. It is important for me to have a deep understanding of what is important to our clients – what motivates you when you wake up in the morning and what keeps you up at night. I'm passionate and focused on providing the right solutions for our clients and strive to deliver the full capabilities and resources of our global firm. I know I have done a good job when our clients have more time to focus on what is most important to them whether it be their business, family and friends, or philanthropic efforts. I'm very active outside of work and enjoy biking, yoga, and learning about how we can improve our community.

Education

• B.A., Economics, UC Santa Barbara

Registered States:
AZ, CA, CO, FL, GA, HI, IL, MA, MT, NC, NJ, NM, NY, OK, PA, RI, TX, UT, VA, WA, WY

I have been in this industry for more than 30 years, in various roles and divisions. From sales to operations to branch management, client service has been my most enjoyable role. It’s also essential to building and strengthening our relationships. Everything I’ve learned over the years, along with my passion for helping people, contributes to the success of our clients and our team.

Registered States:
AZ, CA, CO, FL, HI, IL, MA, MI, MT, NC, NJ, NM, NV, NY, OK, PA, RI, TX, UT, VA, WA, WY

My role as a client service associate includes working on timely client requests as well as portfolio analysis. It is rewarding for me to establish relationships with our clients and assist them in tackling life's obstacles together, as a team. I enjoy the combination client interaction as well as the analytical side of creating, modifying and monitoring investment portfolios. I believe that the experience, expertise and passion of our team is what contributes to our success in serving our clients.

Education

• B.A., Economics, UCLA

Registered States:
AZ, CA, FL, GA, HI, IL, MA, MT, NC, NJ, NM, NY, OK, PA, RI, TX, UT, VA, WA, WY