Relationships are at the core of our business. We believe that investing in relationships provides the best return for our clients.
Our Team has built an ethical and transparent business that draws upon our extensive experience, knowledge, resources and professional courtesy to implement a client-first approach that efficiently caters to the needs of our corporate, 501(c)3 non-profit and private clients.
Roger W. Stephens
Roger joined UBS in 2010 as a Managing Director and Institutional Consultant advising corporate plan sponsors, 501(c)3 non-profit organizations and private clients. Under his leadership, Roger's team currently has $4.3 billion in assets under management.
AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, IL, IN, LA, MA, MD, MI, MS, NV, NY, OK, OR, PA, SC, TX, UT, VA, WA
Daniel Rothenberg, CIMA®
Managing Director - Investments
Dan began working with Roger shortly after graduating from Harvard University in 2004. Dan has been recognized by 'On Wall Street' as one of the "Top 40 Under 40" advisors in 2010, 2011, 2012, 2013, 2014 as well as 2015.
AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, LA, MA, MD, MI, MS, NC, NV, NY, OK, OR, PA, SC, TX, UT, VA, WA
Senior Wealth Strategy Associate
AR, AZ, CA, CO, GA, HI, IL, IN, MD, NY, OR, TX, UT, VA, WA
Michelle Stephanie Hadi
Akiva Zvi Glazerson
Wealth Strategy Associate
Robin Jay Kim
Client Service Associate