Experience That inspires confidence

Our team of professionals distinguishes itself with both financial experience and personal service. We strive to earn your loyalty through hard work, the right advice and a dedication to developing long-term relationships.

Gino R. Stumpo, CFP®, CRPC®

Managing Director - Wealth Management
Financial Advisor
Wealth Advisor
CERTIFIED FINANCIAL PLANNER™
Chartered Retirement Planning Counselor (CRPC®)
562-343-9229
gino.stumpo@ubs.com

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Gino R. Stumpo, CFP®, CRPC® is a Managing Director – Wealth management, and Portfolio Manager at UBS, and is one of a select few who has earned the designation of Wealth Advisor. Priding himself on having founded his career on providing highly personalized wealth management services, Gino has established a reputable practice assisting high net worth individuals with retirement planning and portfolio management.

The enduring client relationships he has built over the past 20 years are based on delivering comprehensive advice—what he calls “total wealth management.” As a Certified Financial Planner™ and Chartered Retirement Planning CounselorTM, he has developed his practice by helping individuals create quantified retirement plans. A proponent of increasing one’s “financial IQ,” he frequently conducts informational workshops for employees of Fortune 500 corporations.

Gino has been featured in the media, including in publications such as Forbes, Bloomberg, Southbay, Modern Luxury, Golf Digest and Long Beach Business Journal. Most recently, Gino was named a 2019 Forbes Best-In-State Wealth Advisor in California. 

Outside of the office, Gino is a sponsor of various charity organizations including the Juvenile Diabetes Research Foundation. Gino and his wife, Ana Maria, reside in Orange County, California with their son, Lucca, and their beloved Goldendoodle, Bentley. As a family, they enjoy traveling, discovering new restaurants, hosting family gatherings, and hiking Crystal Cove State Park with friends.

Education

  • Bachelor of Science, finance with a concentration in investments – California State University, Long Beach, 1999
  • Certified Financial Planner™ (CFP®), Kaplan University, 2006
  • Chartered Retirement Planning CounselorSM (CRPC®), College for Financial Planning, 2012
  • Advanced IRA rollover studies, The Broyles-Leadem Institute

Licenses

  • Series 7, General Securities Representative
  • Series 66, Investment Advisor Representative
  • Life insurance and variable annuity Licensed: CA (#0D04709)

Gino is currently accepting new clients. If you would like to get started, please contact the Stumpo Wealth Management team at (562)343-9229.


Registered States:
AZ, CA, CO, FL, GA, ID, MD, MN, MT, NV, NY, OR, TX, VA, WA, WI


Max D. Lee, CFP®, CRPC®

Wealth Strategy Associate
CERTIFIED FINANCIAL PLANNER™
Chartered Retirement Planning Counselor (CRPC®)
562-343-9236
max.lee@ubs.com

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Max Lee began his career at UBS Financial Services Inc. in 2014 and is FINRA registered. He holds the Series 7, Series 66, the Chartered Retirement Planning Counselor® designation, and is a CERTIFIED FINANCIAL PLANNER® professional. As a Wealth Strategy Associate, he assists in entering trades, updating financial plans, and business development. Max graduated from California State University, Long Beach and earned a Bachelor’s degree in Finance. In his spare time, Max enjoys training Brazilian Jiu-Jitsu, reading, and watching classic films. 


Registered States:
AZ, CA, CO, FL, GA, ID, MD, MN, MT, NV, NY, OR, TX, VA, WA, WI


Hilary Frances Ockey

Client Service Associate
562-343-9237
hilary.ockey@ubs.com

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Hilary joined the Stumpo Wealth Management team in February 2019 as a Client Service Associate. She comes from Capstone Partners Financial and Insurance Services where she was the Director of Marketing and New Business. Hilary attended the University of Redlands where she earned a B.A. in Psychology. She enjoys camping, hiking, and relaxing with a good book.


Alyssa Salas

Client Service Associate
562-343-9220
alyssa.salas@ubs.com

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Alyssa joined the Stumpo Wealth Management team in April 2019 as a Registered Client Service Associate. She comes to UBS from NCH Tax & Wealth advisors where she worked as a Financial Planning Executive Assistant in the financial planning department. She attended Vanguard University and lives in East Side Costa Mesa with her Pembroke Welsh Corgi, Dexter. In her spare time, she enjoys going to the beach, yoga, and hiking with Dexter.


Registered States:
AZ, CA, CO, FL, GA, ID, MD, MN, MT, NV, NY, OR, TX, VA, WA, WI