For the past 33 years, Lori has passionately provided financial guidance to her clients and their families, by taking a holistic approach to financial planning. Whether for her clients or her colleagues, she focuses on what’s needed and then pools knowledge, advice and resources to arrive at the best solution. She views herself as a life consultant; her clients are paying for her advice, and advice equals guidance, perspective and judgment. Listening is important during this process. But it’s caring that has made the difference in her clients’ lives and their financial journeys.

Together with teammates Harrison and Rachael, Lori assesses each client’s situation—no matter how simple or complex—to guide them toward the milestones that are most important to them. All require planning and an open, honest dialogue about goals, risk and a strategy they’re comfortable following.

Lori began advising clients at the UBS Santa Barbara branch in 1989 after graduating Summa Cum Laude from California State University Chico with a B.S. in Business Administration. She holds the Series 7, 24, 27, 53, 35 and 65 securities licenses in addition to being a Certified Financial Planner (CFP).

Equally dedicated to family as she is to her clients, Lori and her husband, Jim, have been happily married for 17 years. They currently reside in Santa Barbara, CA in close proximity to her mother and sister as well as the home in which she spent her childhood. Lori has a strong passion for supporting efforts to drive education, gardening, and crafting gourmet meals for her family and friends.

Registered States:
AK, AZ, CA, CO, CT, FL, HI, IA, ID, IL, MA, MD, MI, MN, MT, NC, NM, NV, NY, OR, PA, SD, TN, TX, UT, WA, WI

Harrison has always been passionate about providing honest and sound advice. Being a Team Leader in the U.S. Army for 6 years and serving in Afghanistan taught him the value of hard work and the importance leadership. Today, those values guide the practice he and teammates Lori, and Sarah lead.

His dedication to his clients and passion for researching cutting edge strategies and techniques in wealth management has enabled him to provide unparalleled guidance to clients seeking creative wealth management solutions.

Harrison began his career in financial services as a Registered Client Service Associate with UBS before becoming a Financial Advisor in 2014. He graduated with a B.S. in Quantitative Economics from California Polytechnic State University (Cal Poly) in 2011 and went on to acquire his M.A. in Economics from the University of California Santa Barbara in 2013. In addition, he has also earned the Series 7 and 63 securities licenses.

Dedicated to family and community as he is to his clients, Harrison serves as the CFO for the Gretler Foundation. He and his wife Anne, reside in Santa Barbara, CA with their  Shipoo, Miss Mona.

Registered States:
AK, AZ, CA, CO, CT, FL, HI, IA, ID, IL, MA, MD, MI, MN, MT, NC, NM, NV, NY, OR, PA, SD, TN, TX, UT, WA, WI

Registered States:
AK, AZ, CA, CO, CT, FL, HI, IA, ID, IL, MA, MD, MI, MN, MT, NC, NM, NV, NY, OR, TN, TX, UT, WA, WI