Michael received his B.A. from Northwestern University in 1991, with honors, with a focus on mathematical modeling and economics. He thereafter received his law degree in 1995, with honors. His law practice initially focused in the area of private equity and hedge fund law where he frequently handled complex transactions for executives of multinational corporations, including advising corporations on investments in both public and private companies. Michael was selected to be a Fellow at Georgetown's Institute of International Economic Law and also was an adjunct law professor at Georgetown University Law Center. Prior to joining UBS's Wealth Management Americas Group, Michael worked for some of the most prestigious law firms in Washington DC and New York, NY.

Michael leverages his background in mathematics and his experience as an attorney to focus in wealth management for individuals and businesses. With an emphasis on wealth preservation strategies and in developing financial plans specifically tailored to clients' needs, Michael prepares allocation models using complex algorithms to minimize risk and to increase the expected rate of return of a client's overall portfolio. As a financial advisor at UBS, Michael provides a full range of wealth management services including: retirement advice, charitable pursuits, education funding, estate planning, risk management, investment management and business strategies.

Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, MA, MD, MI, MO, MT, NC, NJ, NM, NY, OH, OK, OR, PA, SC, SD, TN, TX, VA, WA

Jessica graduated with distinction from the University of North Carolina - Chapel Hill in 2009. She holds a degree in International Studies with a concentration in global trade and economics. Jessica joined UBS in 2010 as a Financial Advisor in Santa Fe, New Mexico and later became the first Wealth Planning Analyst in the Downtown Los Angeles Complex. Her most recent role as Senior Wealth Strategy Associate brought her to Denver, Colorado where she is the financial planning specialist for the Caplan Group.

Jessica specializes in providing comprehensive wealth preservation, estate transfer and charitable giving guidance. After listening closely to priorities and concerns, she provides customized, sound direction. Her specialized training as a Certified Financial Planner ™ and years of experience creating complex financial plans for clients, enable her to thoughtfully weigh best opportunities at each critical juncture of the planning process. Her analysis of client objectives helps determine the appropriate level of risk for each individual or family, ensuring investment portfolios are aligned with long term goals.

Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, MA, MD, MI, MO, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, VA, WA

Jodi was selected as the Valedictorian of her class at Regis University (Denver Colorado) and graduated with high honors in 1996.     Upon graduation, she received a Bachelor of Science in Business Administration and a Bachelor of Arts in French.     Jodi joined UBS in 2014 and has over 20 years of experience in the Financial Services Industry.   Her recent roles included being Market Service Manager where she supported 15 UBS branches.     With this strong background, Jodi focuses on operations and productivity in the Caplan Group to create a seamless client experience.    She currently holds the Series 7, 9, 10 and 66 Financial licenses as well as her Life and Health Insurance licenses. 

Registered States:
CO, FL, NJ, NY

Emily attended the College of Business at Clemson University. She graduated with a degree in Financial Management with an emphasis in corporate finance and accounting. Following graduation, Emily joined Raymond James in her home state of Virginia as a Registered Client Service Associate, eventually moving on to join the firm’s Advisory Mastery Program as a Financial Advisor. Detail-oriented and thoughtful, Emily offers valuable support to clients and to The Caplan Group. Emily also holds the designation of Accredited Asset Management Specialist.

Registered States:
CO