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No two clients are alike, which is why we offer a range of investment programs and products to meet a variety of needs
Whether you are an investor who is comfortable making your own investment decisions or one who prefers to give discretion to a professional who will invest on your behalf, based on your needs and goals, UBS has a program for you.
Our range of investment services includes Professional Portfolio Management, which is comprised of our mutual fund advisory program (PACE), ACCESS, our separately managed accounts program, and our UBS Portfolio Management Program.
We also provide access to a wide range of investment products that fall under the Traditional (stocks, bonds and mutual funds), Nontraditional (hedge funds, managed futures funds and private equity funds), Insurance and Annuities, and Specialty investment categories (numismatic services).
Our service and products are designed to meet a wide variety of investment objectives including, but not limited to:
  • Capital appreciation
  • Income generation
  • Diversifying portfolio concentration
  • Tax minimization1

Whatever your objectives, our process begins with your UBS Financial Advisor taking the time to listen to you to gain a clear understanding of your needs. We call it the Client Experience, and it guides all of our interactions with you.

1 UBS Financial Services Inc. does not provide legal, regulatory, credit, tax or accounting advice to investors.
Important Note:
It is important that you understand the ways in which we conduct business and the applicable laws and regulations that govern us. As a firm providing wealth management services to clients in the U.S., we are registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser and a broker-dealer, offering both investment advisory and brokerage services.
Though there are similarities among these services, the investment advisory programs and brokerage accounts we offer are separate and distinct, differ in material ways, and are governed by different laws and separate contracts.
It is important that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. While we strive to ensure the nature of our services is clear in the materials we publish, if at any time you seek clarification on the nature of your accounts or the services you receive, please speak with your Financial Advisor or call 201-352-9999.