Our management team | San Francisco, CA Branch Office | San Francisco, CA

Erin Borger

Market Head
925-746-0291
415-954-6700

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, UT, VA, VI, VT, WA, WI, WV, WY

Neal Narahara

Director
Branch Manager
Certified Exit Planning Advisor (CEPA®)
650-289-7056

Registered States:
CA, IL

Arnoldo Santiago

Senior Vice President - Wealth Management
Assistant Market Head
Portfolio Manager
Advisor does not currently maintain a valid FINRA registration

Registered States:
AL, AZ, CA, CO, CT, DC, FL, GA, IL, KY, MA, MD, MN, NC, NH, NJ, NV, NY, OR, PA, PR, TN, TX, UT, VA, WA, WI

Ralph H. Short Jr.

Director
Assistant Market Head
925-746-0252

Registered States:
CA, FL, OK

Philip Topacio

Director
Market Administrative Officer
415-576-3891

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Silvia Duda

Associate Director
Admin Manager
925-746-6343

Barbara Fain

Director
Admin Manager
916-648-7204

Registered States:
CA, NV

Carrie Scaletta

Associate Director
Admin Manager
408-918-8065

Registered States:
CA

Paul Katerndahl

Director
Market Supervisory Officer
925-746-0219

Registered States:
AZ, CA, CO, HI, MT, UT

Warren Cheung

Associate Director
Supervisory Officer
925-746-0248

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Tony Essma

Associate Director
Supervisory Officer
650-696-1346

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Karey Klein

Director
Supervisory Officer
415-576-3706

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Danny Seto

Director
Supervisory Officer
415-576-3884

Registered States:
CA

Timothy L. White

Associate Director
Supervisory Officer
Chartered Retirement Planning Counselor (CRPC®)

Registered States:
CA

August Berman

Authorized Officer
Assistant Operations Manager
415-954-6850

Megan Zhang

Executive / Team Assistant
415-954-6803

Registered States:
CA