Frederick has been advising boards of directors, corporate executives and business owners for over 30 years. His experience includes advising and facilitating the initial public offerings of a number of internet technology companies. He has managed both the equity compensation and corporate cash plans for these firms as well.
Frederick has had national leadership recognition having received the Excellence in Leadership Award from Merrill Lynch in 2009. He was the Resident Director for Merrill Lynch in Santa Barbara prior to joining UBS in 2015. He is a graduate of the University of California- Berkeley with a degree in Political Economy. He holds the Finra Registered Principal license and Registered Options Principal license in addition to his Series 7 license.
Frederick is passionate about giving back to his community and has served on numerous charitable boards over the years including Direct Relief International, a global humanitarian relief non-profit, where he chaired the finance committee.
Registered States:
AK, AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, UT, VA, VT, WA, WV, WY