My practice is focused on private clients, foundations/endowments, trust accounts and retirement plans.

My Wall Street career began in September 1994, when I was hired by Smith Barney, (currently Morgan Stanley Smith Barney), as a Financial Advisor.

In September 2012, I transitioned my wealth management practice to UBS Financial Services, Inc., 1285 Avenue of the Americas branch, located in New York City.

In addition, I am a host and sponsor for Continuing Education Credits for Certified Public Accountants, licensed by New York State Education Department, State Board for Public Accountancy.

License Number 001874

Professional Licenses, Certifications & Titles:

-Series – 7 NYSE/NASD, General Securities License

-Series – 63 New York State License

-Series – 65 New York State License

-Series – 31 Managed Futures

-Insurance License – Life and Health

How do these licenses translate to my working relationships with you?

The Series 7, and 63: The Series 7 qualifies a candidate for solicitation, purchase, and/or sale of all securities products. The Series 63 is designed to qualify candidates as securities agents. The Series 65, qualifies candidates as investment advisor representatives, allowing me to provide investment advice to clients. The Series 31, provides an understanding and knowledge of Managed Futures, while the insurance license enables stewardship with long-term care recommendations, estate planning and estate protection strategies that may utilize insurance.

Working Together

• Mission Statement 

My mission is to help you accomplish your financial goals – both for yourself and your heirs. 

Working Together

You and I will work together based on trust and friendship. We will address your needs utilizing the firm's knowledge and experience.  I will communicate with your CPA and attorney, with whom, together,  we will be your resources to deliver personally customized advice and services. What was complicated will appear simple and what was once hard to accomplish will be easy. 

 Personalized Financial Advice

My team will offer a highly personalized approach in helping to reach your financial goals.

 The Introductory Meeting

At an introductory meeting we present our process to you, and discuss your financial assets as well as your goals and time horizon to achieve them. We will assess whether our services will be beneficial in helping you reach your goals and then you will decide if you are comfortable working with us.

The Analysis

We analyze your individual needs on a cross disciplinary basis and provide you with information about your retirement cash flow needs, estate planning issues, educational funding, stock option exercise recommendations (if applicable), asset allocation, IRA distribution needs, special tax considerations.

The Presentation of an Investment Plan

As a result of our process we will present you with your customized investment plan and will be prepared to implement our recommendations to you at that time.

The Security of Ongoing Monitoring

The final step includes continuous monitoring of your assets and keeping you informed of your progress.  

• My Beliefs

Reputation

 We maintain an environment where integrity and honesty are the fundamental principles of conduct. We know that our reputation is a franchise that must never be compromised.

Excellence

We understand that success means earning client respect and exceeding client expectations. We strive to achieve excellence in every task.

Earnings/Returns

We understand that long-term capital appreciation and consistency of returns are of vital importance to our clients.

Risk Management

We recognize that prudence in managing risk is central to our business. We understand that managing risk is the key factor in the decision-making process, while managing our clients' assets.

Personal Information

I was born in Italy but lived in Eastern Europe and in the Middle East. Since the late eighties, I have settled in New York City to stay – ending my life's journey through different continents.

Prior to transitioning my Wealth Management practice to UBS from Morgan Stanley Smith Barney, I worked for the New York State Economic Development Department, the International Division, as an International Trade and Marketing Specialist. This experience aimed to utilize my diversified background and BS Degree in International Trade and Marketing from The Fashion Institute of Technology, (FIT).

Prior to that, I was engaged professionally in performing arts with various theater productions overseas.

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