Knowledge, experience, leadership And the confidence to pursue your goals

Anthony serves the financial needs of his clients through the UBS Financial Services office in Sacramento. He joined UBS in 2009 after 12 years at Wachovia Securities and a prior tenure at Franklin Templeton Investments.

With his clients, he emphasizes asset allocation and total portfolio management with a focus on retirement income planning and wealth preservation. He believes that active communication is the key to a successful long term relationship. Anthony continually and regularly reviews each client’s strategy in the context of their overall wealth management plan, a process driven by systematic client contact. He also communicates with his clients’ other trusted advisors, including their CPAs and Estate Attorneys.

Anthony is FINRA-registered and holds Series 7 and 65 securities licenses as well as California Life Insurance license. He has earned the UBS Wealth Advisor designation, Certified Financial Planner™ certification (CFP®), CIMA® designation from the Wharton School at the University of Pennsylvania, and a degree in business administration from California State University, Sacramento. He grew up in Northern California and currently lives in Sacramento with his wife Violet and their two boys, Austin and Riley. Anthony is an avid runner and enjoys baseball, hiking and gardening.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

First Vice President - Wealth Management

Sacramento, CA

January 2009 - Present

Wachovia Securities

First Vice President - Investments

Sacramento, CA

July 1997 - January 2009

Accomplishments

  • Wealth Advisor, UBS Financial Services Inc.
  • CERTIFIED FINANCIAL PLANNER™ (CFP®)
  • Certified Investment Management Analyst (CIMA®)

Education

  • Bachelor of Science in Business Administration, Real Estate - California State University, Sacramento

Licenses

  • California Life Insurance license

Registered States:

AZ, CA, IL, MA, MN, MT, NV, OR, TX, UT, WA