Knowledge Powered by experience
Since beginning my career as a stockbroker at Kidder, Peabody & Co. in 1976, I have had broad and deep experience in the corporate, institutional and private-client segments of the investment industry. I hold Series 7, 63 and 32 securities licenses, a life insurance and variable annuities license, the Chartered Financial Analyst (CFA) designation, and the UBS Wealth Advisor designation. I believe this experience, together with my industry credentials, has given me a unique perspective on what it takes to guide clients through the most challenging economic and market environments.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Wealth Advisor, PMP Portfolio Manager, Account Vice President |
San Francisco |
November 2006 - Present |
Campbell Capital Management |
President and Chief Investment Officer |
San Francisco |
October 1996 - November 2006 |
Epiphany Partners, LP |
Managing Member and Portfolio Manager |
San Francisco |
July 2000 - June 2003 |
The Campbell Group, Inc. |
President |
San Francisco |
February 2004 - October 2006 |
Wertheim-Schroeder |
Institutional Equity Sales |
San Francisco |
November 1983 - February 1984 |
Kidder, Peabody & Co. |
Account Executive |
San Francisco |
March 1976 - November 1983 |
Accomplishments
- Chartered Financial Analyst (CFA) designation
- UBS Wealth Advisor designation
Education
- Knox College
- University of Rhode Island
- Roosevelt University
Licenses
- Series 7 General Securities Representative
- Series 66, Investment Advisor Representative
- Series 31, Futures Managed Funds
- Life, Health and Variable Annuity License (#0F46584) (California, Colorado and New Mexico)
Personal & Community
- Member, CFA (R) Institute
- Member, CFA Society San Francisco
- Member, Watermark
Registered States:
AZ, CA, MA, MI, NY, WA