Experience That inspires confidence

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Vice President - Investments

New Haven, CT

May 2008 - Present

Smith Barney

Vice President - Investments

New Haven, CT

January 1992 - May 2008

Accomplishments

  • Corporate Services Financial Advisor, UBS Financial Services Inc.
  • Corporate Client Group Director, Smith Barney

Education

  • B.S., Nichols College, 1988
  • Regents College London England, 1986

Licenses

  • Series 7, General Securities Representative
  • Series 63, Uniform Securities State Agent
  • Series 65, Investment Advisor Representative
  • Life and Variable Life Insurance Licensed: CT, NY, NJ, MA, RI
  • Series 6, Variable Contracts Representative

Personal & Community

  • Finance Commitee St. James School
  • Saltwater Flyfishing Enthusiast
  • Lives in Milford with his wife and two daughters
  • Enjoys Jogging and Kayaking
  • Milford Yacht Club Member

Registered States:

CA, CT, FL, GA, MA, MD, NC, NH, NJ, NY, PA, RI, SC