Experience
Makes all the difference
As a Senior Portfolio Manager with over 27 years of financial services experience, I provide fee-based professional investment management of stocks, bonds, exchange-traded funds and mutual funds on a discretionary basis. My focus is primarily on the implementation of investment strategies to help my clients grow and preserve their assets to achieve their goals and meet their retirement income needs.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - Wealth Management |
Portland |
August 2006 - Present |
Piper Jaffray, Inc. |
Financial Advisor |
Portland |
April 2001 - August 2006 |
U.S. Bank |
Vice President Institutional Financial Services |
Portland |
April 2000 - March 2001 |
JBL&K Risk Services |
Insurance Agent |
Portland |
August 1994 - March 2000 |
Standard Insurance |
Insurance Agent |
Portland |
August 1992 - August 1994 |
Accomplishments
- UBS Investment Consultant - Investment Consulting & Employee Education Consulting for defined contribution plans
- UBS Portfolio Management Program - Senior Portfolio Manager
- Investment Management Consultants Association - Essentials of Investment Consulting Certificate
- Certified by the Certified Financial Planner Board of Standards
Education
- Santa Clara University
- Kaplan University - Financial Planning Education Program
- University of Oregon - B.S. - Political Science, Business, Economics
Licenses
- Series 7, General Securities Representative
- Series 66, Investment Advisor Representative & Uniform Securities State Agent
- State of Oregon, Life, Health, Property, Casualty and Variable Life Insurance Licensed
- State of Washington, Life, Health, Property, Casualty and Variable Life Insurance Licensed
Registered States:
AK, AZ, CA, CO, DC, FL, HI, ID, IL, IN, KY, MA, MD, ME, MI, MN, MT, NC, NE, NM, NV, NY, OR, PA, TX, VA, WA, WI