Experience Makes all the difference

Emily W. Van Hoorickx has focused on equity compensation programs and financial planning for over 30 years. She is a Certified Financial Planner (CFP), Certified Equity Professional (CEP), and one of the select few advisors with a designation of Wealth Advisor. Additionally, she is a Corporate Services Financial Advisor, Corporate Stock Benefit Consultant, and a member of the Equity Plan Advisory Services (EPAS) group. Emily maintains licenses for multiple financial instruments and securities registration in all 50 states.

Emily leads a team that is dedicated to helping individuals develop and maintain a comprehensive wealth management plan, as well as working with corporations wishing to enhance the delivery of employee benefit plans. With the help of her team, Emily has been consistently rated as one of the top 100 Women Financial Advisors by Barron's, one of the top 1000 Financial Advisors in the U.S., and top in California since 2010. She has been recognized and profiled by Registered Rep Magazine as part of their Top 100 Wirehouse Advisors. The NABCAP recognized the team as one of the top six "Exemplary Advisors" in 2012 and 2013, and in 2013 she was listed as one of the top 400 advisors by The Financial Times. The SVIG team has been honored with practice rankings published in the Silicon Valley/San Jose Business Journal and the San Francisco Business Times.

In addition to her financial background, Emily's education includes a degree from the University of California at Berkeley, and has studied in Turnhout, Belgium and Oxford, England.  She is a founding member of both the National Association of Stock Plan Professionals (NASPP), The Global Equity Organization (GEO).  She is a two-time past-president of the Silicon Valley Chapter of NASPP and has also served as the Chair of Santa Clara University’s Certified Equity Professionals Institute (CEPI) twice. Emily has been married for over 30 years and has a college-aged daughter.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Managing Director - Wealth Management

San Jose, CA

November 1980 - Present

Accomplishments

  • CERTIFIED FINANCIAL PLANNER™ (CFP®), 1986
  • America's Top Financial Planners 2005 - present
  • Top 10 Wealth Manager in Silicon Valley by San Jose Business Journal
  • CEP Certified Equity Professional 1993
  • Corporate Services Financial Advisor, Corporate Stock Benefit Consultant

Education

  • B.A., University of California at Berkeley

Licenses

  • Series 65, Investment Advisor Representative
  • State of California, Life and Variable Life Insurance License (#0A48406)
  • Series 7, General Securities Representative
  • Series 31, Managed Futures Representative

Personal & Community

  • Founding Member, National Association of Stock Plan Professionals (NASPP)
  • Founding Member, Global Equity Organization (GEO)
  • Chair, Certified Equity Professional Institute Santa Clara University 2001-2002 and 2004-2005
  • Current Board Member of CEPI and CEPI Society

Registered States:

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY