Experience
Makes all the difference
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Vice President - Investments |
New London, CT |
November 2002 - Present |
Advest, Inc. |
Associate Vice President |
New London, CT |
June 1993 - November 2002 |
University of Connecticut |
UCONN Husky Dog Mascot & Student |
Storrs, CT |
August 1989 - June 1993 |
Accomplishments
- Certified Retirement Plan Specialist (CRPS), College for Financial Planning, Colorado
- Accredited Asset Management Specialist (AAMS), College for Financial Planning, Colorado
Education
- B.S. Finance, University of Connecticut School of Business, 1993
Licenses
- Series 7, General Securities Representative
- Series 63, Uniform Securities State Law
- Series 65, Investment Advisor Representative
- Life, Health Insurance Variable Annuity Licensed: CT, FL, GA, MA, ME, NJ, NY, PA, RI, SC
Personal & Community
- Past President and Past Board Member - Estate andTax Planning Council of Eastern CT
- Past Board member for Child & Family of Southeastern CT
- Past Officer & board member for East Lyme Little League Baseball
- Husband and Father of three children
- Volunteer for Vista Life Innovations , EL Babe Ruth Baseball, EL Little League Softball
Registered States:
AK, AL, AZ, CA, CT, FL, GA, HI, ID, IL, MA, MD, ME, NC, NH, NJ, NY, OR, PA, RI, SC, SD, TN, TX, VA, VT, WA, WY