Advice Built on experience
I am dedicated to a total wealth management approach for each individual client, providing a comprehensive suite of services - financial planning, cash investment, alternative investments, education, retirement and estate planning. I work extensively with PricewaterhouseCooper clients to maximize the most tax efficient strategies to increase their capital while ensuring investment compliance with ever changing internal PWC regulations.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Vice President - Investments |
Charlotte, NC |
January 2008 - Present |
Merrill Lynch |
Certified Financial Manager |
Charlotte, NC |
May 1994 - December 2007 |
Education
- BS in Finance and Management Information Systems, University of South Carolina
Licenses
- Series 7, General Securities Representative
- Series 63, Uniform Securities State Agent
- Series 65, Investment Advisor Representative
Personal & Community
- Married with two boys
Registered States:
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, MI, MN, NC, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, VT, WA