Experience That inspires confidence
I have more than 30 years of experience in the financial services industry. Prior to joining the firm in 1994, I was a financial consultant with the Chicago office of Smith Barney. As a UBS Financial Advisor, I regularly consult with my clients that include associations, corporations, municipalities, high-net worth individuals, foundations and endowments, enabling them to appropriately position their investment portfolios. I believe that diversification and asset allocation aligned to a client's profile, time horizon and risk tolerance are critical to investment success.
As a graduate of the University of Notre Dame with a B.B.A. in finance, I hold licenses in Series 3, 7, 8, 63 and 65, as well as life and health insurance. I have also earned the Certified Financial Planner™ (CFP®), Certified Investment Manager AnalystSM (CIMA®), and Accredited Investment Fiduciary® (AIF) designations. A past member of the NASD Board of Arbitrators, I am active in the Investment Management Consultants Association (IMCA) and the Financial Planning Association® (FPA).
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - Investments |
Barrington, Illinois |
August 1994 - Present |
Smith Barney |
Financial Consultant |
Chicago, Illinois |
January 1986 - August 1994 |
Accomplishments
- Past Member, NASD Board of Arbitrators
- Global Consultants Forum - Brandes Investment Partners
- Member, Investment Management Consultants Association
- Presidents Club Level Award, UBS Financial Services Inc.
- Member, Financial Planning Association
Education
- Accredited Investment Fiduciary® (AIF)
- B.B.A. Finance, University of Notre Dame
- Certified Financial Planner (CFP)
- Certified Investment Management Analyst℠ (CIMA)
Licenses
- Series 3, 7, 8, 63, 65
- State of Illinois, Life and Health Insurance Licensed
Registered States:
AZ, CA, FL, IA, IL, MA, MN, NC, PA, RI, TX, WI