Experience Makes all the difference

Employing a comprehensive, yet focused, approach to your financial situation, we can provide customized investment strategies designed to help you pursue your individual needs and goals. We view this as an in-depth approach to your investment and financial life – taking into account your total asset and liability needs.

Richard G. "Rick" Berardo

Senior Vice President - Wealth Management
407-872-6381

email




Registered States:
AL, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, KS, KY, MA, MD, ME, MI, MN, MO, NC, ND, NH, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, VA, VT, WA, WI, WV

Pranjal "P.J." Mehta

Senior Vice President - Wealth Management
407-872-6382

email




Registered States:
AL, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, KS, KY, MA, MD, ME, MI, MN, MO, NC, ND, NH, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, VA, VT, WA, WI, WV

Jackie Neil "Jack" Rutherford

Vice President - Wealth Management
407-872-6357

email



Jack has been married to his same beautiful wife for nearly 35 years and has 3 beautiful and talented children. Jack is a retired US Army Officer with a distinguished career working in several areas to include Infantry (2 Commands), Acquisition, and detailed Inspector General.

Additionally, He has several years working experience in the Technology industry with program management and senior level consulting sales with noted companies such as Oracle and HP (Digital Equipment Corp).

Focused competencies include 401K and IRA rollovers and personal and business finance products.

Professional Experience

  • UBS Financial Services Inc.  - Vice President - Investments
    Orlando, FL  - September 2008  - Present
  • Merrill Lynch  - Sr. Fin Advisor, Asst VP
    Orlando, FL  - September 2002  - September 2008

Accomplishments

  • Elite global banking and mortgage champion (2007)

Education

  • MBA, Webster University
  • AS and BS, Marshall University

Licenses

  • Series 7, General Securities Representative
  • Series 66, Investment Advisor Representative & Uniform Securities State Agent
  • State of Florida, Life, Health and Variable Annuities Licensed

Personal & Community

  • Member of Community United Methodist Church
  • Member of Orlando Automotive Club
  • Member of Central Florida Porsche Club (Citrus Region)
  • Member of American Lung Association Cars for the Cure, Executive Planning Board
  • Member of Tuscawilla Home Owners Association Board of Directors
Registered States:
CA, FL, KY, MA, MD, MI, OH, PA, TN, WV

Maritza Gines

Senior Client Service Associate
407-872-6312

email



Winnona "Wendy" Grabe

Senior Client Service Associate
407-872-6328

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Registered States:
AL, CA, CO, DC, FL, GA, IL, KY, MA, MD, MI, MN, NC, NJ, NY, OH, PA, SC, TN, VA

Patricia Renee "Patty" Franklin

Client Service Associate
407-872-6308

email