Emily W. Van Hoorickx has focused on equity compensation programs and financial planning for over 30 years. She is a Certified Financial Planner (CFP), Certified Equity Professional (CEP), and one of the select few advisors with a designation of Wealth Advisor. Additionally, she is a Corporate Services Financial Advisor, Corporate Stock Benefit Consultant, and a member of the Equity Plan Advisory Services (EPAS) group. Emily maintains licenses for multiple financial instruments and securities registration in all 50 states.

Emily leads a team that is dedicated to helping individuals develop and maintain a comprehensive wealth management plan, as well as working with corporations wishing to enhance the delivery of employee benefit plans. With the help of her team, Emily has been consistently rated as one of the top 100 Women Financial Advisors by Barron's, one of the top 1000 Financial Advisors in the U.S., and top in California since 2010. She has been recognized and profiled by Registered Rep Magazine as part of their Top 100 Wirehouse Advisors. The NABCAP recognized the team as one of the top six "Exemplary Advisors" in 2012 and 2013, and in 2013 she was listed as one of the top 400 advisors by The Financial Times. The SVIG team has been honored with practice rankings published in the Silicon Valley/San Jose Business Journal and the San Francisco Business Times.

In addition to her financial background, Emily's education includes a degree from the University of California at Berkeley, and has studied in Turnhout, Belgium and Oxford, England.  She is a founding member of both the National Association of Stock Plan Professionals (NASPP), The Global Equity Organization (GEO).  She is a two-time past-president of the Silicon Valley Chapter of NASPP and has also served as the Chair of Santa Clara University’s Certified Equity Professionals Institute (CEPI) twice. Emily has been married for over 30 years and has a college-aged daughter.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

With over 20 years of experience , Jesse is uniquely positioned to help corporations manage the complexities of equity compensation plan administration by providing flexible service levels, employee education, and a robust suite of administrative tools and solutions. His highly experienced team also provides a gamut of executive services including 10B5-1 trading plans, Rule 144, and cashless stock option exercise and sales.During his tenure at Deutsche Bank; he covered numerous public companies offering advisory services to corporations and executives. Jesse joined UBS as a Senior Vice President in early  2009. As a Senior Portfolio manager at UBS, he manages several equity and fixed income portfolios for private clients. Jesse, a black belt in Shaolin Kempo, is an experienced helicopter pilot, and an avid motorcycle rider. He enjoys welding , playing the marimb, and horse back riding.. Jesse is a graduate of the University of California at Los Angeles (UCLA), where he earned degrees in biology and economics.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI

Alex Chivarsky is a Financial Advisor for UBS in Century City. Alex and his team are well known as a valuable resource for corporate executives and have a deep understanding of the opportunities and challenges that they face. Alex started his career with UBS in early 2006 as an Investment and Portfolio Analyst specializing in Managed Accounts, Structured Solutions and Alternative Investments. Alex earned his degree in Political Science with an emphasis in Political Theory and Philosophy from the University of California at Los Angeles (UCLA) and has earned the Certified Equity Professional (CEP) Designation through the Certified Equity Professional Institute at the Leavey School of Business at Santa Clara University. Alex was born in Hamburg, Germany and has been living in the United States since 1986. Alex is a classically trained concert pianist , enjoys motorsports and golf.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI

Madeline Van Hoorickx has been with UBS for four years, starting at the Silicon Valley Investment Group as a junior member of the team. She went on to work as a Financial Advisor at UBS' headquarters in Weehawken, NJ where she received formal training for three years before rejoining our team in San Jose as a Wealth Strategy Associate.  Madeline focuses on incorporating equity compensation into financial planning and investment management. In addition to being a Financial Advisor, Madeline is a Corporate Stock Benefit Consultant and holds here Chartered Retirement Planning Counselor (CRPC®) designation. She is currently pursuing her Certified Equity Professional (CEP) and Certified Financial Planner (CFP®) designations.

Madeline graduated from the University of Redlands with a B.S. in Business Administration and a B.A. in Economics where she swam competitively and was involved with Rotary, the Redlands Student Investment Fund, and the Omicron Delta Epsilon Honor Society for Economics.

Registered States:
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Matthew Hanley is a Client Service Associate for Corporate Financial Group at UBS. Matthew joined the team in October of 2019 bringing with him a wide range of experience from high net worth client acquisition at a real estate investment trust, to the early morning hours of a west coast trading desk . Matthew graduated from the University of California at Santa Barbara where he earned All-American honors on the Men's Volleyball Team. He was born in Santa Monica, California and before entering the financial industry, played professional volleyball throughout Europe. Matthew runs most of the day to day operations of the Corporate Financial Group, specializing in Rule 144 restricted stock transactions and client communications, he can be considered the main point of contact for access to the vast spectrum of services that the Corporate Financial Group offers. He hold his Series 7 and 63 licenses and is currently continuing his education to further assist and better the “white glove” service provided to clients of the Corporate Financial Group.  

Registered States:
CA

Lindsey Benson is a Client Service Associate for the Coproate Financial Group.Her duties are both administrative and marketing .She grew up outside the city of Chicago helping the family lumber business with any financial or operational tasks.A recent graduate from Chapman University where she earned her B.A. in Economics and minor in entrepreneurship; with hopes of becoming a financial advisor one day. Lindsey enjoys the theatre, and was in many performances and short films growing up.