We start by having meaningful conversations about your vision for the future. Our focus remains on your progress toward your goals and how we can help with broader needs.

We conduct a Financial Goal Analysis to understand what you have, what you need and what you hope for. Then we create your comprehensive financial plan, which includes details about spending, saving, borrowing, investing and insurance. From there we develop an investment strategy designed to meet your objectives.

Our team offers hands-on investment management rather than outsourcing to third-party managers. Your specific strategy is likely to incorporate portfolios that we manage for you on a discretionary basis, drawing on the intellectual capital of UBS.

We understand the financial—and emotional—needs of affluent families. In many cases, we are working with two, three and even four generations of the same family.

Our team has deep experience advising families about wealth accumulation and preservation, wealth transfer and wealth education. We have intentionally created a multigenerational team that can relate to family members of any age and will endure over time. Our goal is to provide meaningful, focused advice that simplifies your family’s life.

In addition to offering access to specialists at UBS, we will work with your team of personal advisors to address all aspects of your wealth. We coordinate with your CPA and attorney to ensure that everyone is on the same page about your financial plan.

We can help privately held businesses and nonprofit organizations manage their corporate retirement plans. Mike Mauzy has earned the prestigious Chartered Retirement Plans SpecialistSM (CRPS®) designation, which demonstrates his proficiency in creating and implementing corporate retirement plans.

Defined contribution plans are an important tool for attracting and retaining talented employees and staff. Yet regulation and litigation related to these plans are increasing at a rapid pace. We can help business owners, executives and nonprofit boards offer retirement benefits while keeping up with the latest regulatory developments. We also offer financial planning and analysis for your plan participants.

We want to be your first call when something significant occurs or you have a decision to make. You can depend on us for advice about more than just your finances.

We’re here to answer questions about your portfolio, but also about broader topics like Social Security, Medicare or funding nursing home care. Our approach to client service is proactive, thoughtful and customized to your wishes. To further strengthen our relationships, we host family outings for our clients and their children and grandchildren.