James (Jim) Giordano is a Senior Vice President-Wealth Management at UBS Financial Services in Los Angeles. As a Defined Compensation Advisor, his primary focus is on 401K plans. Jim thoroughly enjoys making retirement planning seamless and easy for his clients.  His training enables him to take the often complex and overwhelming topic and present it in a simple, understandable way.  Because he has a great deal of experience and education in this area, his clients know they are doing the right thing.  His objective is to help you enjoy living your life today knowing you have a solid plan to help you achieve your wealth and lifestyle goals.  

Credentials & Experience

Jim began his career as a Financial Advisor at Merrill Lynch in 1997. After three years, he moved on to Transamerica Retirement Services, focusing on qualified retirement plans. In 2002, the opportunity came for Jim to join UBS Financial Services, where as part of a team with his father, Michael Giordano, he helps manage over $400 million for small businesses, charitable foundations and wealthy families.

Jim has earned the designations of Certified Financial Planner ™ and Chartered Retirement Plan Specialist® which means he is specifically qualified to create and implement retirement plans for both individuals and organizations. Jim completed his Bachelor of Arts Degree in Communications from Loyola University of Chicago and his Master’s in Business Administration (MBA) from the Marshall School of Business at the University of Southern California in 1997.

Giving Back to the Community

Jim has always believed that giving back to the community is important and has always found a meaningful way to do so. Jim has thoroughly enjoyed being involved with AYSO as a Coach and Referee for the past 9 years.  He also supports the Leap Foundation which raises money for visual and performing arts education in grade school.  Jim is also a member of the ABC Unified School District Finance and Audit Committee, Planning Commissioner for the City of Cerritos and the Jonathan Breakfast Club.

More about Jim

Jim is delighted to reside in Cerritos, CA with his wife, Serina, and their three children: Anrei, Ben and Caitlyn. Jim enjoys spending time with his family including supporting his children with their school and extra-curricular activities.  When Jim can find the time, he enjoys golfing and hiking.

Registered States:
AZ, CA, CO, DC, FL, ID, KY, MA, MD, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OK, OR, TX, UT, VA, WA, WY

Michael (Mike) Giordano is a Senior Vice President-Wealth Management at UBS Financial Services in Los Angeles. He focuses on advising Corporations, Foundations, Trusts, and Municipal Governments in investments and finance. Mike is committed to delivering advice and solutions best fitted to the needs of the various corporations, foundations and Trusts we serve.  His unique experience in this area makes him an exceptional resource.

Credentials & Experience

Mike joined the Investment-Banking firm of PaineWebber Inc. as a Senior Vice President-Investment Consulting, when PaineWebber acquired his previous employer, Kidder Peabody and Co., Inc. He was with Kidder Peabody since 1979 and in 2000, PaineWebber was acquired by UBS. Mike was also formerly a Captain and pilot in the United States Air Force.

Mike is a Chartered Investment Management Analyst® and manages assets for Retirement Plans, Foundations, municipalities and wealthy families.

Mike received his Bachelor of Science degree in Aerospace Engineering from California State Polytechnic University and his Master’s degree in Business Administration (MBA), Management and Finance from the University of Utah. He also did post-graduate work in International Investments at Babson College.

Giving Back to the Community

Mike has always enjoyed actively participating in the professional community, including being Chairman of the Board and Chief Executive Officer of the Leo D. Fields Co. from 1980 to 1990. He also served on the Board of Directors of Professional Business Bank (a public corporation) and the Financial Advisors Board of Sterling Energy Systems, (an Arizona Public Corporation).

Today Mike is a member of the Board of Directors of Diodes Inc. (a public company traded on the NASDAQ) and is chairman of the audit committee.

More about Michael

Michael and his wife reside in Altadena, CA.  They have raised four children together and remain very family oriented. Michael thoroughly enjoys golfing and is a member of Annandale Golf Club and the Jonathan Club.

Registered States:
AZ, CA, CO, DC, IL, MD, MI, MN, NC, NV, NY, OR, TX, UT, WA, WY

Steve Crawford is a First Vice President-Wealth Management at UBS Financial Services in Los Angeles. As a Charter Retirement Plan Specialist, his primary focus is on retirement planning.  Steve helps his clients develop a retirement target, understanding what it is going to take to hit the target, measuring whether they are on target and realizing that retirement is a moving target and helping with the changes that life gives along the way.

Credentials & Experience

Steve began his career over 20 years ago with PaineWebber, which was later acquired by UBS in 2001.  He has enjoyed his entire career with UBS, being promoted from a Financial Advisor to Vice President and now First Vice President.  In 2018, Steve teamed up with Jim and Michael Giordano and now helps manage over $400 million for small businesses, charitable foundations and wealthy families.

Steve has earned both the designation of being a Wealth Advisor and Portfolio Manager, which demonstrates expertise in both financial planning and investment management.  Steve completed his Bachelor of Science degree in Business Management from the University of Northern Colorado and his Master’s in Business Administration (MBA) from the Leeds School of Business at the University of Colorado in 1991.

Giving Back to the Community

Steve has been advocate for the University of Northern Colorado's College of Performing Arts, both in a fund raising roll and assisting students with their annual audition visit to Burbank.  He is also a supporter of Big Brothers Big Sisters organization.

More about Steve

Steve lives in "beautiful downtown Burbank" with his wife, Jennifer and their two daughters, Emma and Jordan.  Steve enjoys being a volleyball dad, traveling to Colorado, golfing and skiing. 

Registered States:
AZ, CA, CO, DC, FL, ID, KY, MA, MD, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OK, OR, TX, UT, VA, WA, WY

Ruby joined UBS Financial Services in September of 2007. She began her career as the Branch Office Administrator and is currently the Team Administrator. She is the team's business manager and operations specialist, delivering the highest level of service to clients.  Ruby facilitates and maintains client relationships, general account management, product related inquiries, and asset consolidation.

Ruby was born and raised in Southern California, and received her Bachelor of Arts degree in Business Economics from The University of California, Riverside. Ruby is FINRA-registered and holds her Series 7, 66, 9 and 10 securities licenses, is registered as a California Life Agent and a Certified Financial Planner. Ruby is an avid runner and Cross fit enthusiast. She enjoys traveling with her three children, Helena, Emma and Nicholas.

Registered States:
AZ, CA, CO, NV, OR