Jim has been with UBS for 16 years and active in the securities industry for over 39 years with a diverse institutional background in portfolio management, technical analysis, institutional consulting, and in more recent years advising high-net worth families. He was with PaineWebber Dallas at the time it was acquired by UBS in 2000. Jim received his BBA and MBA degrees with concentration in Finance from Southern Methodist University.
Registered States:
AZ, CA, CO, DC, DE, FL, GA, HI, ID, IL, KS, LA, MA, MS, NJ, NM, NY, OH, OK, PA, SC, TN, TX, UT, VA, WY