Chris is a Senior Vice President with over 36 years of experience as a Financial Advisor spanning positions at Paine Webber Jackson & Curtis and Kidder Peabody & Co. until the combined firms were acquired in 2000 by UBS. He began his career marketing equity research and fixed income to middle-market institutions, developing a broad understanding of fundamental investment analysis. For the last ten years he has utilized his three decades of experience to provide tailored wealth management and investment solutions for his clients. Chris has distinguished himself among his peers by earning UBS's Wealth Advisor Designation and he is also certified as a Senior Portfolio Manager as part of the firm's Portfolio Management Program. He is a 1982 graduate of Babson College with focus on Finance, Economics and Marketing.

Chris and his wife Mary Alisa reside in Duxbury, MA and they have three grown children as well as three grandchildren. He serves the local community through involvement with HomeStart, Inc., a charity that seeks an end to homelessness in Greater Boston, the Duxbury Rural & Historical Society, Fresh Air Fund of NY and at Holy Family Parish in Duxbury.  Chris enjoys spending time with his family and his interests include fly fishing, boating, skiing, golf, hiking and birdwatching. 

Professional Experience

Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, IL, MA, MD, ME, MN, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TX, UT, VA, VT, WA

Dave is a First Vice President - Wealth Management with UBS Financial Services, Inc. where he is among a select group of advisors who has attained the certification of Wealth Advisor, and is also a former member of the local branch management team. Prior to joining UBS, he was a Vice President and Financial Advisor with Merrill Lynch from 1997 until 2007. Before entering the financial services industry, he was an attorney for more than six years with a focus in structured finance. He is married with two children.

Registered States:
AL, CA, CO, CT, DE, FL, MA, MD, ME, NH, NY, OR, PA, RI, SC, TN, TX, WA

Harris is a Financial Advisor with several years of experience as a CERTIFIED FINANCIAL PLANNER™ professional. He focusses on creating and implementing comprehensive financial plans for business owners and multi-generational families. Specifically, he assists his clients with:

• Wealth building and/or preservation
• Legacy and philanthropic design
• Business succession and retirement planning
• Cash flow management
• Longevity planning, including long term care
• Income, risk, and insurance management
• Education planning and funding (children/grandchildren)

Harris began his career at UBS in 2015 as a Wealth Planning Associate.  In this role, he collaborated with UBS advisors throughout New England to design and implement financial plans involving complex strategies and solutions to address a broad range of client needs and objectives. He distinguishes himself by his attention to detail and high quality output.

Prior to joining UBS, Harris had a successful career in academic fundraising and development. He holds a B.A. in economics from Connecticut College where he currently serves as a member of the Alumni Board of Directors and previously served as a member of their Board of Trustees.  He also serves on the Alumni Council and Board of Visitors at The Fenn School in Concord, MA, as Co-Chair of the Development Committee at Temple Shir Tikva, and Chair of the House Committee at The Boston Tennis & Racquet Club.  In his free time, he enjoys playing tennis, golf, squash, and skiing.  Harris currently lives in Boston's Back Bay.

Registered States:
CA, CO, DE, MA, MD, NH, NY, PA, UT, VT

Mark began his financial services career in 2000 at Smith Barney, where he held roles including Client Service Associate, and Assistant Operations Manager.  He joined UBS in 2012 as an Investment Associate and is FINRA-registered holding Series 7, 9, 10, 63, and 65 securities licenses. He graduated from Merrimack College with a major in Finance.

Outside of work, Mark loves spending time with family, watching his kids' sports, and participating in various race series.  He has run the Boston Marathon four times, raising funds for the NE Patriots Foundation's Community MVP Awards.   Mark lives with his wife, Jill, and their two children on the South Shore.  

Registered States:
CT, FL, GA, IL, MA, ME, NC, NH, NJ, NY, PA, RI, TX