Advice Built on experience
I've been in the Financial Services industry for over 15 years. During this time I have developed the ability to completely understand each client through a very detailed discovery process. This process allows me to offer financial solutions tailored to meet every client's individual needs. Building relationships with my clients is my number one priority.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Vice President - Investments |
Rochester, NY |
February 2009 - Present |
Smith Barney |
Second Vice President - Wealth Management |
Rochester, NY |
February 1998 - February 2009 |
Square D Electrical Distribution and Industrial Control Products |
Sales Engineer |
Rochester, NY |
February 1990 - February 1998 |
Education
- BS, Industrial Distribution, Clarkson College, Pottsdam, NY
Licenses
- Series 31, Managed Futures Representative
- Series 63, Uniform Securities State Agent
- State of New York, Life and Health Insurance Licensed
- Series 65, Investment Advisor Representative
- Series 7, General Securities Representative
Personal & Community
- When away from the office I enjoy spending time with my children Luke (20) and Claire (17) and my two dogs
- I've lived in Fairport, NY a suburb of Rochester for 25 years
Registered States:
AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NV, NY, OH, OK, PA, RI, SC, TN, TX, UT, VA, WA, WI