Experience
Makes all the difference
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice-President, Investments |
Menlo Park, CA |
January 2007 - Present |
Morgan Stanley |
Senior Vice-President, Investments |
Menlo Park/Palo Alto, CA |
July 1980 - January 2007 |
Dean Witter |
Associate Vice-President, Investments |
San Francisco, CA |
February 1972 - July 1980 |
U.S.Army |
Infantry Officer |
USA/ South Viet Nam |
January 1970 - November 1971 |
Accomplishments
- Presidents Club-Morgan Stanley/Dean Witter
Education
- Golden Gate University (San Francisco) J.D. 1979
- University of Washington (Seattle) B.A. Economics 1969
- Wharton School Branch Manager Program
- PMP Portfolio Management Program
Licenses
- Series 8, General Sales Supervisor
- Series 63, Uniform Securitites State Agent
- Series 65, Investment Advisor Representative
- State of California, Life, Health Insurance and Variable Contracts Licensed (#0A28631)
- Series 7, General Securities Representative
Personal & Community
- Past President and Director, Menlo Park Rotary Club
- Past Director, Menlo Park Rotary Club Foundation
- Saratoga Little League Baseball Coach
- Past President and Director, Peninsula Center for the Blind
- Saratoga CYSA Soccer Coach
Registered States:
AK, AZ, CA, CO, CT, FL, HI, IA, ID, IL, KY, MA, MD, MI, MN, MO, MT, NJ, NV, NY, OH, OK, OR, PA, SC, TX, VA, VT, WA, WI, WY