Knowledge, experience, leadership And the confidence to pursue your goals
Jim has guided clients through good and bad markets since 1988 and prior to joining UBS in 2007, he was a Vice President with Smith Barney.
A proud Buckeye, he received a Bachelor of Arts degree from the Ohio State University majoring in Business Management and Communications. He has also earned the Chartered Retirement Planning Counselor and Chartered Retirement Plans Specialist both through the College for Financial Planning.
Jim has enjoyed being an active part of the Centerville, Ohio community where he was born and raised and has served as a youth sports coach and past President of the local chapter of the American Heart Association. He also enjoys travel, golf and skiing with his wife Sheila and their two adult children.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Vice President - Wealth Management |
Miamisburg Ohio |
February 2007 - Present |
Smith Barney |
Vice President |
Centerville Ohio |
May 1988 - February 2007 |
Hyland Machine Company |
Vice President |
Dayton Ohio |
January 1981 - May 1988 |
Accomplishments
- Chartered Retirement Planning Counselor (CRPC®)
- UBS Senior Managed Accounts Consultant (SMAC)
- Chartered Retirement Plans Specialist (CRPS®)
Education
- B.A. Business Management and Communications, The Ohio State University, 1980
- Graduate, Centerville High School, 1976
Licenses
- Series 65, Investment Advisor Representative
- Series 3, National Commodity Futures
- Life, Health and Long Term Care Insurance License in Ohio
- Series 7, General Securities Representative
- Series 63, Uniform Securities State Agent
Personal & Community
- President, Alter Soccer Booster
- Past President, Dayton Chapter of American Heart Association
- Previous Youth Basketball and Soccer Coach
Registered States:
AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, KY, MI, NC, NM, NY, OH, PA, RI, SC, TN, TX, WV