Knowledge, experience, leadership And the confidence to pursue your goals
Joe joined UBS in 2012 from J.P. Morgan Private Bank in Seattle where he worked as a banker for 2 years serving individuals, families and foundations. Prior to his role in Seattle, Joe was an investment specialist for J.P. Morgan in Dallas, TX, for 6 years. He began his career with Pennaluna in Coeur d'Alene, Idaho in 2002. Joe received his BA in Finance from Texas Christian University and holds his MBA in Financial Services, as well as, the Series 7 and 66 securities licenses. Joe is a native of Spokane, WA and lives in Sammamish with his wife, son and daughter. He enjoys hiking, fishing, the outdoors and being an active member in his local church community.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
First Vice President |
Seattle |
August 2012 - Present |
J.P. Morgan |
Private Bank - Banker |
Seattle |
February 2011 - August 2012 |
J.P. Morgan Chase |
Investment Specialist - Wealth Advisor |
Dallas |
November 2005 - February 2011 |
American Express |
Financial Advisor |
Dallas |
February 2005 - November 2005 |
Morgan Stanley |
Summer Intern |
Fresno |
May 2004 - August 2004 |
Accomplishments
- 2020 Forbes America's Top Next Generation Wealth Advisor - Recipient
- 2019 Forbes America's Top Next Generation Wealth Advisor - Recipient
Education
- BA in Finance from Texas Christian University
- MBA in Financial Services from Texas A&M
Licenses
- Certified Exit Planning Advisor - CEPA®
- Chartered Retirement Plans Specialist - CRPS®
- Financial Industry Regulatory Authority - Series 7
- Financial Industry Regulatory Authority - Series 66
Registered States:
AK, AR, AZ, CA, CO, FL, GA, HI, ID, IL, LA, MA, MN, MO, MT, NC, NM, NV, NY, OK, OR, TN, TX, WA