Experience Makes all the difference

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Senior Vice President - Investments, Private Wealth Advisor

Chicago, Illinois

January 2005 - Present

Oppenheimer & Co.

Executive Director

Chicago, Illinois

November 1984 - January 2005

Education

  • CFP final stage, DePaul University, Chicago, Illinois, 2003 - Present
  • B.S. Finance, Indiana University, Indianapolis, Indiana, 1979

Licenses

  • Series 7, General Securities Representative
  • Series 63, Uniform Securities State Law
  • Series 65, Investment Advisor Representative
  • State of Illinois, Life, Health, Long-Term Care, Variable Life Insurance and Variable Annuities Licensed

Personal & Community

  • Volunteer, the Chicago Children"s Museum
  • Hobbies include: Pilot and sport fishing

Registered States:

AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV