Experience That inspires confidence

As a Portfolio Manager and designated Wealth Advisor with UBS, I practice a disciplined process of wealth management that includes investment advice, estate planning and education savings. I am committed to providing my clients, and their families, with personalized service, frequent communications and comprehensive planning.

I began my career as a financial advisor in 1981 with Bache & Co. In 2008 I joined UBS Financial Services and am now a Certified Wealth Strategist (CWS®). I earned a bachelor’s degree from Tulane University and a master’s degree in public administration from the University of Southern California.

Originally from Albany, New York, I moved to central Florida in 1971, and currently live in Maitland with my wife, Laura. Our three children live in Israel, Cleveland and Valdosta, Georgia. I am very active in community service, serving as the president of Share the Care, an organization that provides support services to senior citizens and their permanent caregivers, and on the board of the EnzianFilm Society, a nonprofit art-house theater that sponsors the Florida Film Festival. In addition, I was on the board and finance committee of Camp Ramah Darom in Atlanta, as well as on the Investment Committee for the Central Florida Foundation. In my spare time, I enjoy attending my sons’ baseball games, watching movies and writing a blog about the films I've seen as well as gardening.

 

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

First Vice President - Wealth Management

Orlando, FL

October 2008 - Present

Morgan Stanley

First Vice President - Investments, Wealth Advisor

Orlando, FL

September 2000 - October 2008

Smith Barney

Vice President - Investments

Orlando, FL

November 1992 - September 2000

Prudential Securities

Associate Vice President - Investments

Orlando, FL

June 1981 - November 1992

Tulane Alumni Fund

Field Representative

New Orleans, LA

August 1980 - June 1981

Accomplishments

  • Portfolio Manager, Portfolio Management Program
  • Wealth Advisor
  • Certified Wealth Strategist

Education

  • Bachelor of Arts Degree from Tulane University 1978
  • Masters Degree in Public Administration from the University of Southern California 1980

Licenses

  • Series 65, Investment Advisor Representative
  • Life and Health Insurance: FL, CA (#0C01929), IL, NJ
  • Series 8, Branch Manager
  • Series 3, National Commodity Futures, Series 7, General Securities Representative
  • Series 63, Uniform Securities State Agent

Personal & Community

  • President: Share the Care
  • Advisory Board Member: Enzian Film Society
  • Past Board Member: Camp Ramah Darom
  • Investment Committee: Jewish Foundation of Greensboro
  • Investment Committee: Central Florida Foundation

Registered States:

CA, DC, FL, GA, ID, IL, IN, LA, MI, MO, NC, NH, NJ, NY, PA, RI, SC, TN, UT, VA, WI