Knowledge, experience, leadership And the confidence to pursue your goals

Mark Paone is a Senior Retirement Plan Consultant at UBS Retirement Plan Consulting Services.  Mark has over 23 years of experience in the financial services industry; the last 21 years focused squarely on serving the complex needs of the employer-sponsored retirement plan marketplace.  At UBS, Mark provides advice and guidance to a select group of highly engaged employers in a joint effort to manage their fiduciary responsibilities while at the same time improving the retirement outcomes of their employees.  In addition to managing all client-facing activities and the strategic objectives of the advisory practice, Mark volunteers his time with non-profits such as the National Association of Plan Advisors in an on-going, ever challenging effort, to preserve, promote and protect the ability of all hard working American's to retire on their own terms.

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Financial Advisor - Senior Retirement Plan Consultant

Boston, MA

March 2009 - Present

Smith Barney

Financial Advisor - Corporate Retirement Director

Boston, MA

February 2003 - February 2009

Citistreet (now Voya)

Regional Retirement Sales Director

Boston, MA

September 1996 - January 2003

MFS Retirement Services (now MassMutual)

Regional Retirement Inside Sales Associate

Boston, MA

October 1993 - August 1996

Accomplishments

  • Financial Times 2015 Inaugural List of the Top 401 Retirement Plan Consultants
  • Chartered Retirement Plans Specialist (The College of Financial Planning)
  • Accredited Investment Fiduciary (Center for Fiduciary Studies at the Katz Graduate School of Business)

Education

  • Bates College - Bachelor of Arts in Economics

Licenses

  • Series 7 - General Securities Representative
  • Series 6 - Investment Company Products / Variable Contracts
  • Series 63 - Uniform Securities Agent
  • Series 65 - NASAA Investment Advisers
  • Series 31 - Managed Futures Representative

Personal & Community

  • National Association of Plan Advisors - NAPA Net Steering Committee member
  • Bates Boston Business Network - Steering Committee member

Registered States:

CT, DE, FL, MA, ME, MN, NH, NV, NY, PA, RI, UT, VT