Experience Makes all the difference

Professional Experience

Company

Title

Location

Duration

UBS Financial Services Inc.

Senior Vice President-Investments-Wealth Management

Plano

- Present

UBS Financial Services Inc.

Vice President-Investments-Wealth Management

Houston

-

First Union Securities

Vice President-Investments

Dallas

-

Dean Witter

Account Executive

Dallas

-

Botta Trading

Equity Market Maker

Chicago

-

Accomplishments

  • Veteran of Operations Desert Shield and Desert Storm, United States Naval Reserve

Education

  • B.S. International Trade and Finance, Louisiana State University

Licenses

  • Series 7, General Securities Representative
  • Series 31, Managed Futures Representative
  • Series 63, Uniform Securities State Agent
  • Series 65, Investment Advisor Representative
  • State of Texas, Health, Life, Long-Term Care Insurance and Annuity Licensed

Personal & Community

  • AIESEC Life - Board of Directors
  • EJ Ourso College of Business Dean's Advisory Council
  • Past President, DFW/LSU Alumni Association
  • Serves on the LSU Foundation Planned Giving Advisory Council

Registered States:

AL, CA, FL, GA, IA, IL, LA, MD, MI, NC, NM, NY, OK, TN, TX