Knowledge, experience, leadership And the confidence to pursue your goals
Ray is a Vice President - Wealth Management who joined the Stuart, Florida office of UBS in 2008. Prior to joining UBS, he worked as a Wealth Management Advisor at Merrill Lynch since 1991. After completing the Florida State University Certificate in Financial Planning Program, he received his CERTIFIED FINANCIAL PLANNER™ (CFP®) certification awarded by the Certified Financial Planner Board of Standards, Inc. Ray concentrates on delivering wealth management strategies for high-net-worth individuals.He resides in Palm City, Florida with his wife, Sue.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Vice President - Wealth Management |
Stuart, Florida |
November 2008 - Present |
Merrill Lynch |
Vice President - Wealth Management Advisor |
Stuart, Florida |
July 1991 - November 2008 |
Accomplishments
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Education
- Florida State University Certificate in Financial Planning
Licenses
- State of Florida, Life, Health Insurance and Variable Annuity Licensed
- Series 3, National Commodities Futures Representative
- Series 7, General Securities Representative
- Series 9, General Securities Sales Supervisor (Options)
- Series 10, General Securities Sales Supervisor
- Series 63, Uniform Securities State Agent
- Series 65, Investment Advisor Representative
Personal & Community
- Member, Appalachian Long Distance Hikers Association
- Member, National Outdoor Leadership School
- Member, Leave No Trace Center for Outdoor Ethics
- Member, Appalachian Trail Conservancy
- Director, Audubon of Martin County
Registered States:
AZ, CA, CO, CT, FL, IL, KY, MA, MD, MI, NC, NJ, NY, OH, PA, SC, TX, VT, WA, WI