Richard joined UBS in 2001.  He focuses on developing individualized investment, retirement and philothopic strategies through comprehensive financial planning for our clients.  Prior to joining UBS, Rich spent more than 10 years in the banking industry with American National Bank, a wholly owned subsidiary of J.P. Morgan.  He managed more than 100 institutional banking realtionships, providing lending, operational and investment services.  He then went on to serve as a consultant at KPMG.  Rich earned a B.A. in History from the University of Wisconsin - Madison and an M.B.A in Finance from DePaul University.  He is a Certified Financial Planner (CFP^® ) and has a certificate in Family Wealth Advising from the Family Firm Institute.  Rich volunteers with the People's Resource Center food bank and Sharing Connections funriture bank.  He also coaches Little League in Western Springs, IL where he lives with his wife, Pamela, and their two sons.  In the fall, Rich officiates NCAA Division I football.

• CERTIFIED FINANCIAL PLANNER™ (CFP®)
• Certificate in Family Wealth Advising

• B.A. in History from the University of Wisconsin - Madison
• M.B.A from Depaul

• Series 7, General Securities Representative
• Series 66, Investment Advisor Representative & Uniform Securities State Agent
• Series 31, Managed Futures Representative
• State of Illinois, Life, Accident and Health Insurance Licensed

• Played football at the University of Wisconsin
• NCAA Football Official

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY