Experience
Makes all the difference
I have worked with Bank Portfolios, Trust Departments, Investment advisors and high net worth individuals. I have experience with a variety of Fixed Income Instruments including Treasuries, Mortgage backed securities, Government agency bonds, Corporate and Municipal bonds. In 1996 I joined what is now UBS Financial Services, transitioning my focus on equities. As a Wealth Management Financial Advisor I currently have 250 million assets under management. Servicing Ultra-high net worth family offices around the world.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - Wealth Management |
Houston |
September 1996 - Present |
LEGG Mason |
Vice President Investments |
Houston |
July 1988 - September 1996 |
E.F. Hutton |
Vice President Investments |
Houston |
November 1983 - July 1988 |
Underwood Neuhaus |
Investment Advisor |
Houston |
February 1977 - November 1983 |
Education
- University of Texas - 1976
Licenses
- Series 7, General Securities Representative
- Series 63, Uniform Securities State Agent
- State of Texas Insurance and Annutities Licensed
Personal & Community
- Married 38 years to Genie
- Native Houstonian
Registered States:
CA, CO, IA, IN, LA, MD, MI, NV, OH, PA, SC, TX, VA