Knowledge Powered by experience
Stephen began his career in the financial services industry over thirty years ago with experience at highly regarded investment firms in New York City, New York. Stephen moved to Las Vegas in 1998, furthering his career with Wells Fargo Advisors as a Senior Vice President - Private Client Manager and a national top producer for the firm. Stephen joined UBS in 2011 and after twenty years in Las Vegas has recently relocated to the south bringing his experience as a Senior Vice President and PMP Portfolio Manager to the UBS Team in Huntsville, Alabama.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - PMP Portfolio Manager |
Las Vegas NV |
June 2011 - Present |
Wells Fargo Advisors LLC |
Senior Vice President - Senior Financial Consultant |
Las Vegas NV |
September 2000 - June 2010 |
First Union Securities, Inc |
Senior Vice President - Senior Financial Advisor |
Las Vegas NV |
September 1998 - September 2000 |
First Albany Corp., Inc. |
Senior Vice President - Senior Investment Advisor |
NYC, NY |
August 1996 - September 1998 |
Oppenheimer & Co., Inc |
Vice President - Investments |
NYC, NY |
December 1994 - August 1996 |
Gruntal & Co.,Inc |
Vice President - Investments |
NYC, NY |
February 1992 - December 1994 |
Oppenheimer & Co., Inc |
Vice President - Investments |
NYC, NY |
August 1989 - January 1992 |
Lehman Brothers, Inc. |
Investments |
NYC, NY |
August 1984 - August 1989 |
Accomplishments
- American Bankers Association - Private Wealth Management School Graduate
- Executive Certificate in Financial Planning - UNLV Nevada
- American Bankers Association - Private Wealth Management School Graduate - Student Advisory Board Representative
- Wells Fargo Investments - Wealth Management Group, Brokers Advisory Council
Licenses
- Series 63, Uniform Securities State Agent
- Series 7, General Securities Representative
- Series 65, Investment Advisor Representative
- Life and Health Insurance License
- Variable and Fixed Annuity Licensce
Personal & Community
- Shoals Chamber of Commerce - Leadership Shoals 2019 Graduate
- Shoals Chamber of Commerce Ambassador
- Cramer Children's Center - Board Member
Registered States:
AL, AZ, CA, CO, CT, FL, GA, KY, NV, NY, TN, TX