Knowledge Powered by experience
Steve's over 30-year career began with E.F. Hutton in July of 1982, and he has been successfully guiding his clients through some of the most dramatic market fluctuations ever since. Graduating from Cornell University in 1973, he ran his own small business until his intense interest in "why some families were more successful financially than others" drove him into the financial industry. He has held a CERTIFIED FINANCIAL PLANNERTM designation for 30 years and is the senior member of Empire Wealth Management. Steve credits his success to his desire to listen to his clients and develop solutions that enhance their lives.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
Senior Vice President - Wealth Management |
Glens Falls |
February 1990 - Present |
E.F. Hutton |
Assistant Vice President |
Glens Falls |
July 1982 - February 1990 |
Accomplishments
- CERTIFIED FINANCIAL PLANNER (CFP®)
- Blue Chip Club Level 1982-1989
- Pacesetter Club Level 1990-2010
- Director's Club 2011-2012
- Financial Planning Association 25 year member
Education
- B.S., Cornell University, 1973
- CFP®, The College of Financial Planning 1987
Licenses
- Series 63, Uniform Securities State Agent
- Series 65, Investment Advisor Representative
- Life, Health, Variable Life Insurance and Variable Annuity Licensed;
- Series 7, General Securities Representative
Personal & Community
- Greenwich Elks
- Town of Greenwich Board of Assessment Review
- Alpha Zeta Honorary Fraternity
- Ticonderoga Kiwanis
- Cornell University Externship Program
Registered States:
AZ, CA, CO, CT, FL, GA, HI, IA, IN, KS, KY, MA, MD, ME, MI, MN, MS, MT, NC, NH, NJ, NV, NY, PA, SC, TN, TX, VA, VT, WI, WV, WY