Experience
Makes all the difference
Sue has 18 years of wealth management experience. Sue is a FINRA-Registered General Securities Representative, Registered Investment Advisor Representative, and holds licenses for life insurance, health insurance, variable annuities and commodities. In addition, Sue has been a Certified Financial Planner ™ since 2003. Sue received her B.A. degree in Government/Political Science from The College of William and Mary.
Professional Experience
Company |
Title |
Location |
Duration |
UBS Financial Services Inc. |
First Vice President, Wealth Management, CFP® |
Encino CA |
October 2014 - Present |
Morgan Stanley Smith Barney |
Vice President, Wealth Management, CFP® |
Sherman Oaks CA |
March 2002 - October 2014 |
Prudential Securities |
Financial Advisor |
Encino CA |
September 1998 - March 2002 |
Education
- College of Financial Planning
- Certified Financial Planner Certification #87243
- College of William and Mary, Bachelor of Arts 1977
Licenses
- Series 7
- Series 63 & 65
- California Life and Health 0C56327
Personal & Community
- Kitten Rescue, Founder and Vice President
Registered States:
AZ, CA, GA, HI, ID, IN, MA, MI, MN, NV, NY, OR, PA, SC, TX, VA, WA